Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ARI FINANCIAL SERVICES, INC.
137608
RONALD A. LEATHER
1311918
TNP SECURITIES, LLC
149178
RONALD A. LEATHERS
1311918
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-12-01
D/A
$297,500.00
Yes
$0.00
No
2010-11-18
D/A
$297,500.00
Yes
$0.00
No
2009-12-21
D/A
$1,512,000.00
Yes
$0.00
No
2009-06-24
D
$1,512,000.00
Yes
$0.00
No