Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

DONALD L. DILLINGHAM
1310888
OAK HILLS SECURITIES, INC.
145579
DONALD L. DILLINGHAM
1310888
OAK HILLS SECURITIES, INC.
145579
DONALD DILLINGHAM
1310888
OAK HILLS SECURITIES
145579
DONALD L. DILLINGHAM
1310888
OAK HILLS SECURITIES, INC.
145579
DONALD L DILLINGHAM
1310888
OAK HILLS SECURITIES, INC.
145579
DONALD L. DILLINGHAM
1310888
OAK HILLS SECURITIES, INC
145579
DONALD L. DILLINGHAM
1310888
OAK HILLS SECURITIES, INC,.
145579
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-06-09
D
$136,000.00
No
$0.00
No
2024-12-17
D
$9,250.00
No
$0.00
No
2024-11-12
D
$500,000.00
No
$0.00
No
2024-11-08
D/A
$0.00
No
$0.00
No
FINAL - NO SALES
2024-07-16
D
$82,500.00
No
$0.00
No
2024-06-20
D/A
$9,000.00
No
$0.00
No
2024-06-11
D
$9,000.00
No
$0.00
No
2024-05-20
D/A
$77,000.00
No
$0.00
No
SALES COMMISSION REDUCED DUE TO REDUCTION IN TOTAL OFFERING AMOUNT
2024-05-06
D/A
$116,500.00
No
$0.00
No
2024-04-15
D
$250,000.00
No
$0.00
No
2024-03-14
D
$250,000.00
No
$0.00
No
2024-01-04
D
$27,500.00
No
$0.00
No
2024-01-04
D
$138,000.00
No
$0.00
No
2024-01-02
D/A
$155,000.00
No
$0.00
No
2023-12-19
D/A
$31,000.00
No
$0.00
No
2023-12-07
D
$138,000.00
No
$0.00
No
2023-11-07
D
$30,000.00
No
$0.00
No
2023-10-12
D
$70,500.00
No
$0.00
No
2023-06-26
D/A
$43,500.00
No
$0.00
No
2023-05-15
D
$41,500.00
No
$0.00
No
2023-01-11
D
$75,000.00
No
$0.00
No
2022-12-22
D/A
$88,500.00
No
$0.00
No
CORRECTION IS BEING MADE TO SALES COMMISSIONS TO REFLECT THE CORRECT AMOUNT FROM WHAT WAS REPORTED IN THE INITIAL FILING.
2022-12-05
D
$77,500.00
No
$0.00
No
2022-11-23
D
$39,000.00
No
$0.00
No
2022-11-01
D
$21,500.00
No
$0.00
No
2022-10-19
D
$25,500.00
No
$0.00
No
2022-10-12
D
$32,000.00
No
$0.00
No
2022-10-12
D/A
$32,000.00
No
$0.00
No
2022-10-03
D
$25,500.00
No
$0.00
No
2022-09-08
D
$56,000.00
No
$0.00
No
2022-01-12
D/A
$208,000.00
No
$0.00
No
2022-01-12
D/A
$25,000.00
No
$0.00
No
2022-01-10
D
$43,500.00
No
$0.00
No
2022-01-06
D
$43,500.00
No
$0.00
No
2021-11-23
D/A
$46,000.00
No
$0.00
No
2021-11-17
D
$114,000.00
Yes
$0.00
No
2021-10-06
D
$25,000.00
No
$0.00
No
2021-09-16
D
$460,000.00
Yes
$0.00
No
2021-02-25
D
$21,000.00
No
$0.00
No
2021-02-08
D/A
$163,750.00
No
$0.00
No
2021-01-25
D
$163,750.00
No
$0.00
No
2021-01-25
D
$25,000.00
No
$0.00
No
2020-01-13
D
$42,000.00
No
$0.00
No
2019-01-18
D
$225,000.00
Yes
$0.00
No
2018-01-18
D
$225,000.00
Yes
$0.00
No
COMMISSIONS WILL BE 3% OF THE GROSS PROCEEDS OBTAINED BY OR FOR THE BENEFIT OF TCE WITH RESPECT TO ANY SALE OR TRANSFER INVOLVING ALL OR PART OF THE CREDITS.
2018-01-11
D
$41,000.00
No
$0.00
No
2017-03-01
D
$200,000.00
Yes
$0.00
No
COMMISSIONS WILL BE 3% OF THE GROSS PROCEEDS OBTAINED BY OR FOR THE BENEFIT OF TCE WITH RESPECT TO ANY SALE OR TRANSFER INVOLVING ALL OR PART OF THE CREDITS.
2016-02-10
D/A
$200,000.00
Yes
$0.00
No
COMMISSIONS WILL BE 3% OF THE GROSS PROCEEDS OBTAINED BY OR FOR THE BENEFIT OF TCE WITH RESPECT TO ANY SALE OR TRANSFER INVOLVING ALL OR PART OF THE OF THE CREDITS.
2015-02-12
D
$200,000.00
Yes
$0.00
No
COMMISSIONS WILL BE 3% OF THE GROSS PROCEEDS OBTAINED BY OR FOR THE BENEFIT OF TCE WITH RESPECT TO ANY SALE OR TRANSFER INVOLVING ALL OR PART OF THE OF THE CREDITS.
2014-02-10
D/A
$15,000.00
Yes
$0.00
No
COMMISSIONS WILL BE 3% OF THE GROSS PROCEEDS OBTAINED BY OR FOR THE BENEFIT OF TCE WITH RESPECT TO ANY SALE OR TRANSFER INVOLVING ALL OR PART OF OR TRANSFER OF THE CREDITS
2013-04-11
D
$15,000.00
Yes
$0.00
No
COMMISSIONS WILL BE 3% OF THE GROSS PROCEEDS OBTAINED BY OR FOR THE BENEFIT OF TCE WITH RESPECT TO ANY SALE OR TRANSFER INVOLVING ALL OR PART OF OR TRANSFER OF THE CREDITS