Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ARIA CAPITAL ADVISORS, LLC
130891
RUSSELL ANDREW CARBONARA
5565610
NONE
NONE
ARIA CAPITAL ADVISORS, LLC
130891
ARIA CAPITAL ADVISORS, LLC
130891
DEWITT MARSHALL LOVELACE, JR.
5840850
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-11-14
D
$1,000,000.00
Yes
$0.00
No
THE MAX COMMISSION PAYABLE TO THE PLACEMENT AGENT IS $1M BUT COULD BE LESS BASED ON THE TERMS OF THE PLACEMENT AGENT AGREEMENT. ALL COMMISSIONS WILL BE PAID BY SECURITY CREDIT SERVICES, LLC, MANAGER OF ISSUER, AND WILL NOT REDUCE TO THE PROCEEDS TO ISSUER
2011-07-12
D
$0.00
No
$0.00
No
NO AMOUNT OF SUCH EXPENSES HAVE CURRENTLY BEEN PAID. ANY AMOUNTS PAID WILL BE BORNE BY THE ISSUER-S GENERAL PARTNER AND/OR MANAGER, AND NOT BY THE ISSUER.
2010-09-23
D
$1,000,000.00
Yes
$0.00
No
THE MAX COMMISSION PAYABLE TO THE PLACEMENT AGENT IS $1M BUT COULD BE LESS BASED ON THE TERMS OF THE PLACEMENT AGENT AGREEMENT. ALL COMMISSIONS WILL BE PAID BY SECURITY CREDIT SERVICES, LLC, MANAGER OF ISSUER, AND WILL NOT REDUCE THE PROCEEDS TO ISSUER.