Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FINANCIAL GOAL SECURITIES INC
19066
JOEL KOCEN
1306954
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-01-11
D/A
$267,331.00
No
$0.00
No
2017-08-08
D
$1,200,000.00
Yes
$0.00
No
2016-05-16
D/A
$524,125.00
No
$0.00
No
2016-04-13
D/A
$524,125.00
No
$0.00
No
2014-09-18
D/A
$818,130.00
No
$0.00
No
2014-09-02
D/A
$818,130.00
No
$0.00
No
2013-12-30
D/A
$567,150.00
No
$0.00
No
2011-12-30
D/A
$1,166,210.00
No
$0.00
No
2011-01-04
D/A
$1,123,090.00
No
$0.00
No
2009-10-13
D/A
$1,215,735.00
No
$0.00
No
2009-06-12
D
$1,600,000.00
Yes
$0.00
No