Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
HOWARD B. ZWILLINGER
1306311
THOMAS M. NIXON + ASSOCIATES
17047
HOWARD ZWILLINGER
1306311
THOMAS M. NIXON + ASSOCIATES INC
17047
HOWARD ZWILLINGER
1306311
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-09-18
D/A
$818,130.00
No
$0.00
No
2014-09-02
D/A
$818,130.00
No
$0.00
No
2014-01-23
D/A
$2,485,959.00
No
$0.00
No
2010-12-13
D
$500,000.00
Yes
$0.00
Yes
ESTIMATED COMMISSION IS BASED ON PROJECTED OFFERING PROCEEDS OF $5,000,000.