Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
DANIEL ROMAINE
1303943
COMMONWEALTH FINANCIAL NETWORK
8032
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$77,131.00
No
$0.00
No
COMMISSIONS OF 10.2% WERE PAID ON SALES MADE BY BROKER DEALERS. THE LAST SUCH COMMISSION WAS PAID ON JANUARY 4, 2012.
D/A
$408,000.00
Yes
$0.00
No
COMMISSIONS OF 10.2% WILL BE PAID ON ANY SALES THROUGH BROKER DEALERS.
D
$408,000.00
Yes
$0.00
No
COMMISSIONS OF 10.2% WILL BE PAID ON ANY SALES THROUGH BROKER DEALERS.
D/A
$840,634.00
Yes
$0.00
No
SALES COMMISSION ARE (I) ACTUAL TO DATE PLUS (II) 10.2% OF REMAINING OFFERING SIZE. ISSUER RESERVES RIGHT TO MAKE SOME SALES BY FINDERS IN LIEU OF BROKER-DEALER, AT A LESSER PERCENTAGE COMPENSATION.
D/A
$795,914.00
Yes
$0.00
Yes
SALES COMMISSION ARE (I) ACTUAL TO DATE PLUS (II) 10.2% OF REMAINING OFFERING SIZE. ISSUER RESERVES RIGHT TO MAKE SOME SALES BY FINDERS IN LIEU OF BROKER-DEALER, AT A LESSER PERCENTAGE COMPENSATION.
