Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
HARBOR LIGHT SECURITIES LLC
130237
NONE
NONE
HARBOR LIGHT SECURITIES LLC
130237
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-08-05
D
$5,398.00
No
$0.00
No
2015-08-03
D
$47,639.00
No
$0.00
No
2015-07-09
D
$9,107.00
No
$0.00
No
2015-07-08
D/A
$269,089.00
No
$0.00
No
2015-06-25
D
$190,550.00
No
$0.00
No
2015-05-05
D
$151,019.00
No
$0.00
No
2015-04-29
D/A
$17,546.00
No
$0.00
No
2015-04-29
D/A
$28,414.00
No
$0.00
No
2015-04-29
D
$12,398.00
No
$0.00
No
2015-03-25
D
$31,281.00
No
$0.00
No
2015-03-25
D
$1,747.00
No
$0.00
No
2015-03-25
D
$22,258.00
No
$0.00
No