Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
PHOENIX GLOBAL CAPITAL MANAGEMENT
129997
PHOENIX GLOBAL MANAGEMENT, LTD.
129997
PHOENIX GLOBAL MANAGEMENT, LTD.
129997
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$3,570,667.00
Yes
$0.00
No
MAS COMPENSATES SELLING AGENTS THROUGH SHARING A PORTION OF FEES, W/O REIMBURSEMENT FROM ISSUER. SELLING AGENTS ARE NOT PAID OUT OF OFFERING PROCEEDS. INFO COMMENCES 3/15/09. PHOENIX GLOBAL IS NO LONGER A REGISTERED B-D + NO LONGER RECEIVES COMMISSIONS.
D/A
$3,446,638.00
Yes
$0.00
No
MAS COMPENSATES SELLING AGENTS THROUGH SHARING A PORTION OF FEES GENERATED FROM THE INTERESTS SOLD BY THE SELLING AGENTS, W/O REIMBURSEMENT FROM THE ISSUER. SELLING AGENTS ARE NOT PAID OUT OF THE OFFERING PROCEEDS. REQUESTED INFORMATION COMMENCES 3/15/09.
D/A
$3,213,711.00
Yes
$0.00
No
MAS COMPENSATES SELLING AGENTS THROUGH SHARING A PORTION OF FEES GENERATED FROM THE INTERESTS SOLD BY THE SELLING AGENTS, W/O REIMBURSEMENT FROM THE ISSUER. SELLING AGENTS ARE NOT PAID OUT OF THE OFFERING PROCEEDS. REQUESTED INFORMATION COMMENCES 3/15/09.
D/A
$2,883,333.00
Yes
$0.00
No
MAS COMPENSATES SELLING AGENTS THROUGH SHARING A PORTION OF FEES GENERATED FROM THE INTERESTS SOLD BY THE SELLING AGENTS, W/O REIMBURSEMENT FROM THE ISSUER. SELLING AGENTS ARE NOT PAID OUT OF THE OFFERING PROCEEDS. REQUESTED INFORMATION COMMENCES 3/15/09.
D/A
$2,422,654.00
Yes
$0.00
No
MAS COMPENSATES SELLING AGENTS THROUGH SHARING A PORTION OF FEES GENERATED FROM THE INTERESTS SOLD BY THE SELLING AGENTS, W/O REIMBURSEMENT FROM THE ISSUER. SELLING AGENTS ARE NOT PAID OUT OF THE OFFERING PROCEEDS. REQUESTED INFORMATION COMMENCES 3/15/09.
D/A
$1,761,213.00
Yes
$0.00
No
MAS COMPENSATES SELLING AGENTS THROUGH SHARING A PORTION OF FEES GENERATED FROM THE INTERESTS SOLD BY THE SELLING AGENTS, W/O REIMBURSEMENT FROM THE ISSUER. SELLING AGENTS ARE NOT PAID OUT OF THE OFFERING PROCEEDS. REQUESTED INFORMATION COMMENCES 3/15/09.
D/A
$1,321,186.00
Yes
$0.00
No
MAS COMPENSATES SELLING AGENTS THROUGH SHARING A PORTION OF FEES GENERATED FROM THE INTERESTS SOLD BY THE SELLING AGENTS, W/O REIMBURSEMENT FROM THE ISSUER. SELLING AGENTS ARE NOT PAID OUT OF THE OFFERING PROCEEDS. REQUESTED INFORMATION COMMENCES 3/15/09.
D/A
$853,000.00
Yes
$0.00
No
MAS COMPENSATES SELLING AGENTS THROUGH SHARING A PORTION OF FEES GENERATED FROM THE INTERESTS SOLD BY THE SELLING AGENTS, W/O REIMBURSEMENT FROM THE ISSUER. SELLING AGENTS ARE NOT PAID OUT OF THE OFFERING PROCEEDS. REQUESTED INFORMATION COMMENCES 3/15/09.
D/A
$853,000.00
Yes
$0.00
No
MAS COMPENSATES SELLING AGENTS THROUGH SHARING A PORTION OF FEES GENERATED FROM THE INTERESTS SOLD BY THE SELLING AGENTS, W/O REIMBURSEMENT FROM THE ISSUER. SELLING AGENTS ARE NOT PAID OUT OF THE OFFERING PROCEEDS. REQUESTED INFORMATION COMMENCES 3/15/09.
D/A
$386,729.00
No
$0.00
No
GP PAYS A PERCENTAGE OF MANAGEMENT FEE TO SELLING AGENTS, WITHOUT REIMBURSEMENT FROM THE ISSUER. AFORESAID COMPENSATION IS NOT PAID OUT OF OFFERING PROCEEDS. MES-$29165 ML-$75442 W-$50865 SB-$221,378. REQUESTED INFORMATION COMMENCES 3/15/2009.
