Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

WESTBURY GROUP LLC
129985
WESTBURY GROUP LLC
129985
NONE
NONE
WESTBURY GROUP LLC
129985
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-02-26
D
$93,112.00
Yes
$0.00
No
SALES COMMISSIONS TO EQUAL 5% OF TOTAL OFFERING SOLD
2017-07-10
D/A
$0.00
No
$50,000.00
No
2017-06-27
D/A
$0.00
No
$50,000.00
No
2017-06-06
D/A
$0.00
No
$50,000.00
No
2017-05-11
D/A
$0.00
No
$50,000.00
No
2017-04-13
D/A
$0.00
No
$50,000.00
No
2017-04-03
D
$0.00
No
$50,000.00
No
2014-08-29
D/A
$0.00
No
$150,000.00
No
IN ADDITION TO CASH COMPENSATION, THE ISSUER ISSUED TO WESTBURY GROUP LLC A WARRANT WHICH IS EXERCISABLE FOR UP TO $150,000 OF EQUITY SECURITIES.