Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

EXECUTIVE SERVICES SECURITIES, INC.
25299
DAVE BUCKALEW
1299767
EXECUTIVE SERVICES SECURITIES, INC.
25299
DAVE BUCKALEW
1299767
EXECUTIVE SERVICES SECURITIES, LLC
25299
DAVE BUCKALEW
1299767
CHARLES D. BUCKALEW JR
1299767
EXECUTIVE SERVICES SECURITIES, LLC
25299
CHARLES D. BUCKALEW JR.
1299767
EXECUTIVE SERVICES SECURITIES, LLC
25299
EXECUTIVE SERVICES SECURITIES, LLC
25299
DAVE BUCKALEW
1299767
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-02-28
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. TL PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2023-02-27
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. TL PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2021-03-11
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. TL PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2020-04-24
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. TL PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2017-06-19
D/A
$2,185,709.00
No
$0.00
No
2017-04-07
D/A
$2,481,080.00
No
$0.00
No
2017-04-06
D/A
$3,292,769.00
No
$0.00
No
2017-03-13
D/A
$9,700,839.00
No
$0.00
No
2017-01-23
D/A
$1,403,799.00
No
$0.00
No
2017-01-13
D/A
$242,732.00
No
$0.00
No
2016-05-26
D/A
$2,086,092.00
No
$0.00
No
2016-03-29
D/A
$2,387,487.00
No
$0.00
No
2016-03-23
D/A
$3,287,157.00
No
$0.00
No
2016-03-10
D/A
$9,554,722.00
No
$0.00
No
2016-01-21
D/A
$1,387,264.00
No
$0.00
No
2016-01-08
D/A
$235,869.00
No
$0.00
No
2015-05-21
D/A
$1,994,162.00
No
$0.00
No
2015-04-02
D/A
$2,298,171.00
No
$0.00
No
2015-03-30
D/A
$3,102,097.00
No
$0.00
No
2015-03-16
D/A
$8,996,201.00
No
$0.00
No
2015-02-12
D/A
$1,301,838.00
No
$0.00
No
2015-01-08
D/A
$220,312.00
No
$0.00
No
2014-06-12
D/A
$1,901,478.00
No
$0.00
No
2014-04-16
D/A
$2,788,821.00
No
$0.00
No
2014-03-12
D/A
$8,442,580.00
No
$0.00
No
2014-02-21
D/A
$1,217,159.00
No
$0.00
No
2014-01-29
D/A
$205,184.00
No
$0.00
No
2014-01-29
D/A
$8,308,766.00
No
$0.00
No
2014-01-29
D/A
$1,217,159.00
No
$0.00
No
2014-01-29
D/A
$2,188,413.00
No
$0.00
No
2014-01-29
D/A
$1,857,095.00
No
$0.00
No
2014-01-23
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. HLIC PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES. AMOUNT SOLD ABOVE IS SPECIFIC TO SERIES III-B AND SERIES III-C OFFERING UNDER SEPARATE ACCOUNT ISSUER.
2014-01-13
D/A
$205,184.00
No
$0.00
No
2013-11-26
D/A
$1,196,692.00
No
$0.00
No
2013-11-26
D/A
$2,188,413.00
No
$0.00
No
2013-11-26
D/A
$8,308,766.00
No
$0.00
No
2013-11-26
D/A
$205,184.00
No
$0.00
No
2013-11-26
D/A
$1,857,095.00
No
$0.00
No
2013-05-16
D/A
$3,712,774.00
No
$0.00
No
2013-01-24
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. HLIC PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.TAL AMOUNT SOLD ABOVE IS SPECIFIC TO SERIES III-B AND SERIES III-C OFFERING UNDER SEPARATE ACCOUNT ISSUER.
2012-05-08
D/A
$3,363,672.00
No
$0.00
No
2012-04-02
D/A
$12,214,273.00
No
$0.00
No
2012-01-12
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. HLIC PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2011-05-13
D/A
$3,086,748.00
No
$0.00
No
2011-04-01
D/A
$4,359,723.00
No
$0.00
No
2011-03-03
D/A
$0.00
Yes
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. HLIC PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2011-01-31
D/A
$11,889,253.00
No
$0.00
No
2010-06-14
D/A
$2,796,538.00
No
$0.00
No
2010-04-12
D/A
$2,868,848.00
No
$0.00
No
2010-01-15
D/A
$2,843,388.00
No
$0.00
No
2009-12-28
D
$4,359,723.00
No
$0.00
No
2009-12-01
D
$11,117,705.00
No
$0.00
No
2009-06-12
D
$2,335,445.00
No
$0.00
No
2009-04-09
D
$2,464,040.00
No
$0.00
No