Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ENGLAND SECURITIES, LLC
129932
ENGLAND SECURITIES, LLC
129932
ENGLAND SECURITIES, LLC
129932
ENGLAND SECURITIES, LLC
129932
ENGLAND SECURITIES, LLC
129932
ENGLAND SECURITIES, LLC
129932
NONE
NONE
ENGLAND SECURITIES, LLC
129932
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-02-02
D
$153,000.00
Yes
$0.00
No
2011-09-12
D/A
$25,000.00
No
$0.00
No
PAID IN THE FORM OF A WARRANT.
2011-01-18
D/A
$32,814.00
Yes
$0.00
No
IN ADDITION, THE ISSUER ISSUED A WARRANT TO PURCHASE 115,032 SHARES OF SERIES A PREFERRED STOCK AT $0.26 PER SHARE.
2010-09-02
D/A
$400,000.00
Yes
$0.00
No
8%
2010-08-31
D
$300,000.00
Yes
$0.00
No
8%