Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SETHI FINANCIAL INVESTMENTS, INC.
129292
RUSSELL RICHMAN
1584312
SETHI FINANCIAL INVESTMENTS, INC.
129292
BRUCE ROBERTSON
2718369
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-12-09
D
$157,783.00
Yes
$0.00
No
PLACEMENT AGENTS, IF USED, MAY BE PAID SALES COMMISSIONS OF UP TO 10%.
2010-05-11
D
$97,182.00
Yes
$0.00
No
PLACEMENT AGENTS, IF USED, MAY BE PAID SALES COMMISSIONS OF UP TO 10%.