Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

PHILIP PALMER
NONE
FIRST INDEPENDENT FINANCIAL SERVICES
128904
FIRST INDEPENDENT FINANCIAL SERVICES, INC,.
128904
MORE THAN 5
NONE
NONE
NONE
FIRST INDEPENDENT FINANCIAL SERVICES, INC.
128904
NONE
NONE
FIRST INDEPENDENT FINANCIAL SERVICES, INC
128904
FIRST INDEPENDENT FINANCIAL SERVICES, INC,.
128904
MORE THAN 5
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-07-10
D/A
$2,292,510.00
No
$0.00
No
2015-02-03
D/A
$2,207,544.00
No
$0.00
No
2013-10-28
D/A
$2,133,788.00
No
$0.00
No
2013-05-08
D/A
$2,109,471.00
No
$0.00
No
2012-08-20
D/A
$27,500,000.00
Yes
$0.00
No
SALES COMMISSIONS WILL BE PAID BY THE MANAGING GENERAL PARTNER AND NOT FROM SUBSCRIPTION PROCEEDS.
2012-05-02
D/A
$1,870,983.00
No
$0.00
No
2011-08-18
D/A
$10,000,000.00
Yes
$0.00
No
THIS ASSUMES THAT THE TOTAL OFFERING AMOUNT IS SOLD. ALSO, THE SALES COMMISSIONS WILL BE PAID BY THE MANAGING GENERAL PARTNER AND NOT FROM SUBSCRIPTION PROCEEDS.
2011-05-03
D/A
$1,503,196.00
No
$0.00
No
2010-09-14
D/A
$1,154,928.00
No
$0.00
No
2010-08-12
D/A
$2,000,000.00
Yes
$0.00
No
BASED ON MAXIMUM OFFERING PRICE
2010-03-30
D/A
$2,000,000.00
Yes
$0.00
No
BASED ON MAXIMUM OFFERING PRICE
2009-11-27
D/A
$888,461.00
No
$0.00
No
2009-10-28
D/A
$2,000,000.00
Yes
$0.00
No
BASED ON MAXIMUM OFFERING PRICE
2009-09-10
D/A
$2,000,000.00
Yes
$0.00
No
BASED ON MAXIMUM OFFERING PRICE