Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

HARRISON DOUGLAS, INC.
16515
MARK C. PEDERSEN
1283866
MARK C. PEDERSEN
1283866
HARRISON DOUGLAS, INC.
16515
HARRISON DOUGLAS, INC.
16515
MARK C. PEDERSEN
1283866
HARRISON DOUGLAS, INC.
16515
MARK C. PEDERSEN
1283866
SANDLAPPER SECURITIES, LLC
137906
MARK C. PEDERSEN
1283866
SANDLAPPER SECURITIES, LLC
137906
MARK C. PEDERSEN
1283866
SANDLAPPER SECURITIES, LLC
137906
MARK C. PEDERSEN
1283866
SANDLAPPER SECURITIES, LLC
137906
MARK D. PEDERSEN
1283866
DEMPSEY LORD SMITH, LLC
141238
MARK C PEDERSEN
1283866
DEMPSEY LORD SMITH, LLC
141238
MARK C PEDERSEN
1283866
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-12-30
D/A
$398,795.00
Yes
$0.00
Yes
2020-12-04
D/A
$200,031.00
Yes
$28,576.00
Yes
2020-10-16
D/A
$138,081.00
Yes
$19,726.00
Yes
2020-10-13
D/A
$156,173.00
Yes
$0.00
Yes
2019-01-07
D/A
$324,288.00
Yes
$0.00
Yes
2018-10-11
D/A
$770,000.00
Yes
$0.00
Yes
2018-08-17
D/A
$770,000.00
Yes
$0.00
Yes
2018-01-03
D/A
$495,682.00
No
$0.00
No
2015-09-29
D/A
$2,959,329.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2015-09-09
D/A
$2,959,329.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2015-08-24
D/A
$2,959,329.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-01-10
D/A
$243,138.00
Yes
$0.00
No
2014-01-08
D/A
$231,465.00
Yes
$0.00
No
2014-01-08
D
$151,506.00
Yes
$0.00
No
2014-01-08
D
$231,465.00
Yes
$0.00
No
2014-01-08
D/A
$151,506.00
Yes
$0.00
No
2013-01-28
D/A
$2,625,000.00
Yes
$0.00
No
2012-01-27
D/A
$2,625,000.00
Yes
$0.00
No
2012-01-25
D/A
$2,625,000.00
Yes
$0.00
No
2012-01-04
D/A
$2,625,000.00
Yes
$0.00
No
2011-10-07
D/A
$2,625,000.00
Yes
$0.00
No
2011-06-08
D/A
$2,625,000.00
Yes
$0.00
No
2011-05-17
D/A
$2,625,000.00
Yes
$0.00
No
2011-05-03
D/A
$2,625,000.00
Yes
$0.00
No
2011-04-12
D/A
$2,625,000.00
Yes
$0.00
No
2011-03-23
D/A
$2,625,000.00
Yes
$0.00
No
2011-01-28
D/A
$177,750.00
Yes
$0.00
No
ASSUMES MAXIMUM OFFERING IS SOLD.
2011-01-21
D/A
$2,625,000.00
Yes
$0.00
No
2010-11-17
D/A
$2,625,000.00
Yes
$0.00
No
2010-09-28
D/A
$2,625,000.00
Yes
$0.00
No
2010-09-03
D/A
$2,625,000.00
Yes
$0.00
No
2010-08-24
D/A
$2,625,000.00
Yes
$0.00
No
2010-07-01
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-18
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-14
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-03
D/A
$2,625,000.00
Yes
$0.00
No
2010-05-19
D/A
$2,625,000.00
Yes
$0.00
No
2010-01-29
D/A
$2,975,000.00
Yes
$0.00
No
2010-01-15
D/A
$1,500,000.00
Yes
$0.00
No
2009-10-22
D/A
$5,250,000.00
Yes
$0.00
No
2009-08-19
D/A
$5,250,000.00
Yes
$0.00
No
2009-08-19
D/A
$5,250,000.00
Yes
$0.00
No
2009-07-31
D/A
$5,250,000.00
Yes
$0.00
No
2009-07-21
D/A
$5,250,000.00
Yes
$0.00
No
2009-07-08
D/A
$5,250,000.00
Yes
$0.00
No
2009-06-23
D/A
$5,250,000.00
Yes
$0.00
No
2009-06-15
D/A
$5,250,000.00
Yes
$0.00
No
2009-06-03
D/A
$5,250,000.00
Yes
$0.00
No
2009-05-20
D/A
$5,250,000.00
Yes
$0.00
No
2009-01-14
D
$2,975,000.00
No
$0.00
No