Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
ANCHOR ASSET MANAGEMENT LLC
128344
NONE
NONE
ANCHOR ASSET MANAGEMENT LLC
128344
NONE
NONE
ANCHOR ASSET MANAGEMENT LLC
128344
NONE
NONE
ANCHOR ASSET MANAGEMENT LLC
128344
ANCHOR ASSET MANAGEMENT LLC
128344
ANCHOR ASSET MANAGEMENT LLC
128344
NONE
NONE
ANCHOR ASSET MANAGEMENT, LLC
128344
NONE
NONE
ANCHOR ASSET MANAGEMENT LLC
128344
NONE
NONE
ANCHOR ASSET MANAGEMENT
128344
NONE
NONE
ANCHOR ASSET MANAGEMENT
128344
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-04-14
D/A
$5,454,042.00
Yes
$0.00
No
NORFOLK MARKETS, LLC, FRONTIER SOLUTIONS, LLC, JAMES RIVER SECURITIES CORP., AND ANCHOR ASSET MANAGEMENT NO LONGER ACT AS SELLING AGENTS AND ARE NO LONGER PAID COMMISSIONS.
2026-04-14
D/A
$2,491,893.00
Yes
$0.00
No
NORFOLK MARKETS, LLC, FRONTIER SOLUTIONS, LLC, JAMES RIVER SECURITIES CORP., AND ANCHOR ASSET MANAGEMENT NO LONGER ACT AS SELLING AGENTS AND ARE NO LONGER PAID COMMISSIONS.
2025-04-14
D/A
$2,246,130.00
Yes
$0.00
No
NORFOLK MARKETS, LLC, FRONTIER SOLUTIONS, LLC, JAMES RIVER SECURITIES CORP., AND ANCHOR ASSET MANAGEMENT NO LONGER ACT AS SELLING AGENTS AND ARE NO LONGER PAID COMMISSIONS.
2025-04-14
D/A
$5,079,598.00
Yes
$0.00
No
NORFOLK MARKETS, LLC, FRONTIER SOLUTIONS, LLC, JAMES RIVER SECURITIES CORP., AND ANCHOR ASSET MANAGEMENT NO LONGER ACT AS SELLING AGENTS AND ARE NO LONGER PAID COMMISSIONS.
2024-04-12
D/A
$1,590,729.00
Yes
$0.00
No
NORFOLK MARKETS, LLC, FRONTIER SOLUTIONS, LLC, JAMES RIVER SECURITIES CORP., AND ANCHOR ASSET MANAGEMENT NO LONGER ACT AS SELLING AGENTS AND ARE NO LONGER PAID COMMISSIONS.
2024-04-12
D/A
$4,435,714.00
Yes
$0.00
No
NORFOLK MARKETS, LLC, FRONTIER SOLUTIONS, LLC, JAMES RIVER SECURITIES CORP., AND ANCHOR ASSET MANAGEMENT NO LONGER ACT AS SELLING AGENTS AND ARE NO LONGER PAID COMMISSIONS.
2024-03-22
D/A
$908,748.00
Yes
$0.00
No
NORFOLK MARKETS, LLC, FRONTIER SOLUTIONS, LLC, JAMES RIVER SECURITIES CORP., AND ANCHOR ASSET MANAGEMENT NO LONGER ACT AS SELLING AGENTS AND ARE NO LONGER PAID COMMISSIONS.
2023-04-12
D/A
$4,082,212.00
Yes
$0.00
No
NORFOLK MARKETS, LLC, AND FRONTIER SOLUTIONS, LLC NO LONGER ACT AS SELLING AGENTS FOR THE ISSUER AND ARE NO LONGER PAID COMMISSIONS.
2023-04-12
D/A
$1,265,196.00
Yes
$0.00
No
NORFOLK MARKETS, LLC, AND FRONTIER SOLUTIONS, LLC NO LONGER ACT AS SELLING AGENTS FOR THE ISSUER AND ARE NO LONGER PAID COMMISSIONS.
2023-03-22
D/A
$3,539,260.00
Yes
$0.00
No
NORFOLK MARKETS, LLC AND FRONTIER SOLUTIONS, LLC NO LONGER ACT AS SELLING AGENTS AND ARE NO LONGER PAID COMMISSIONS.
2023-03-22
D/A
$908,748.00
Yes
$0.00
No
NORFOLK MARKETS, LLC AND FRONTIER SOLUTIONS, LLC NO LONGER ACT AS SELLING AGENTS AND ARE NO LONGER PAID COMMISSIONS.
2022-03-16
D/A
$983,659.00
Yes
$0.00
No
2022-03-16
D/A
$3,488,864.00
Yes
$0.00
No
2021-12-02
D/A
$3,116,973.00
Yes
$0.00
No
2021-10-28
D/A
$8,466,102.00
Yes
$0.00
No
2021-10-28
D/A
$96,008.00
No
$0.00
No
2021-10-28
D/A
$908,748.00
Yes
$0.00
No
2021-03-05
D/A
$3,488,864.00
Yes
$0.00
No
2021-03-05
D/A
$983,659.00
Yes
$0.00
No
2020-11-25
D/A
$1,652,040.00
Yes
$0.00
No
2020-10-26
D/A
$96,008.00
No
$0.00
No
2020-02-28
D/A
$2,957,826.00
Yes
$0.00
No
2020-02-28
D/A
$908,748.00
Yes
$0.00
No
2020-02-28
D/A
$769,798.00
Yes
$0.00
No
2020-02-28
D/A
$8,466,102.00
Yes
$0.00
No
2020-01-09
D/A
$762,569.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS - SEE ITEM 12. ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM INCEPTION. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2020-01-09
D/A
$6,573,232.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS. OFFERING BEGAN BEFORE 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2019-11-27
D/A
$1,652,040.00
Yes
$0.00
No
2019-10-16
D/A
$15,767.00
Yes
$0.00
No
2019-02-28
D/A
$641,613.00
Yes
$0.00
No
2019-02-28
D/A
$7,771,623.00
Yes
$0.00
No
2019-02-28
D/A
$903,385.00
Yes
$0.00
No
2019-02-28
D/A
$2,177,801.00
Yes
$0.00
No
2019-02-22
D/A
$7,438,516.00
Yes
$0.00
No
AN UPFRONT SALES COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS. THE OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFO. FROM SUCH DATE. MAYMONT PARTNERS IS NO LONGER REGISTERED AS A BROKER-DEALER AND NO LONGER RECEIVES SALES COMM.
2019-02-22
D/A
$2,310,684.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS - SEE ITEM 12. ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM INCEPTION. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2019-01-09
D/A
$762,569.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS - SEE ITEM 12. ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM INCEPTION. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2019-01-09
D/A
$6,573,232.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS. OFFERING BEGAN BEFORE 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2018-11-27
D/A
$1,652,040.00
Yes
$0.00
No
2018-10-16
D/A
$15,767.00
Yes
$0.00
No
2018-02-28
D/A
$1,730,524.00
Yes
$0.00
No
2018-02-28
D/A
$467,973.00
Yes
$0.00
No
2018-02-28
D/A
$7,396,773.00
Yes
$0.00
No
2018-02-28
D/A
$895,148.00
Yes
$0.00
No
2018-02-22
D/A
$6,841,135.00
Yes
$0.00
No
AN UPFRONT SALES COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS. THE OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFO. FROM SUCH DATE. MAYMONT PARTNERS IS NO LONGER REGISTERED AS A BROKER-DEALER AND NO LONGER RECEIVES SALES COMM.
2018-02-22
D/A
$2,085,689.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS - SEE ITEM 12. ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM INCEPTION. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2018-01-09
D/A
$727,899.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS - SEE ITEM 12. ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM INCEPTION. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2018-01-09
D/A
$6,324,517.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS. OFFERING BEGAN BEFORE 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2017-11-22
D/A
$897,168.00
Yes
$0.00
No
2017-10-16
D
$0.00
Yes
$0.00
No
NO COMMISSIONS HAVE BEEN PAID TO DATE.
2017-03-24
D/A
$2,086,498.00
Yes
$0.00
No
SALES COMMISSIONS MAY VARY FROM TIME TO TIME.
2017-03-24
D/A
$7,800.00
Yes
$0.00
No
2017-02-28
D/A
$7,188,140.00
Yes
$0.00
No
AN UPFRONT SELLING COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2017-02-28
D/A
$1,049,089.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM INCEPTION.
2017-02-28
D/A
$885,361.00
Yes
$0.00
No
AN UPFRONT SELLING COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2017-02-28
D/A
$235,630.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM INCEPTION.
2017-02-22
D/A
$1,741,607.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS - SEE ITEM 12. ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM INCEPTION. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2017-02-22
D/A
$272,000.00
Yes
$0.00
No
AN UPFRONT SELLING COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2017-02-22
D/A
$5,898,196.00
Yes
$0.00
No
AN UPFRONT SALES COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS. THE OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFO. FROM SUCH DATE. MAYMONT PARTNERS IS NO LONGER REGISTERED AS A BROKER-DEALER AND NO LONGER RECEIVES SALES COMM.
2017-01-09
D/A
$694,986.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS - SEE ITEM 12. ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM INCEPTION. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2017-01-09
D/A
$6,099,628.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS. OFFERING BEGAN BEFORE 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2016-11-22
D/A
$557,352.00
Yes
$0.00
No
2016-07-29
D/A
$345,880.00
Yes
$0.00
No
2016-07-11
D/A
$7,800.00
Yes
$0.00
No
2016-06-13
D/A
$2,086,498.00
Yes
$0.00
No
SALES COMMISSIONS MAY VARY FROM TIME TO TIME.
2016-03-07
D/A
$45,309.00
Yes
$0.00
No
GP PAYS UP TO 80% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS. CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE INFO COMMENCING FROM SUCH DATE. MAYMONT: NO LONGER REGISTERED AS A BROKER-DEALER, NO LONGER RECEIVES SALES COMMISSIONS.
2016-02-29
D/A
$6,803,998.00
Yes
$0.00
No
AN UPFRONT SELLING COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2016-02-29
D/A
$231,209.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM INCEPTION.
2016-02-29
D/A
$868,083.00
Yes
$0.00
No
AN UPFRONT SELLING COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2016-02-29
D/A
$617,915.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM INCEPTION.
2016-02-22
D/A
$263,047.00
Yes
$0.00
No
AN UPFRONT SELLING COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2016-02-22
D/A
$5,158,059.00
Yes
$0.00
No
AN UPFRONT SALES COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS. THE OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFO. FROM SUCH DATE. MAYMONT PARTNERS IS NO LONGER REGISTERED AS A BROKER-DEALER AND NO LONGER RECEIVES SALES COMM.
2016-02-22
D/A
$1,410,069.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS - SEE ITEM 12. ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM INCEPTION. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2016-02-12
D/A
$2,086,498.00
Yes
$0.00
No
SALES COMMISSIONS MAY VARY FROM TIME TO TIME.
2016-01-08
D/A
$663,903.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS. OFFERING BEGAN BEFORE 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2016-01-08
D/A
$6,011,476.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS. OFFERING BEGAN BEFORE 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2015-11-06
D/A
$1,942,841.00
Yes
$0.00
No
SALES COMMISSIONS MAY VARY FROM TIME TO TIME.
2015-07-29
D
$0.00
No
$0.00
No
2015-07-10
D/A
$7,800.00
No
$0.00
No
2015-03-06
D/A
$31,007.00
Yes
$0.00
No
GP PAYS UP TO 80% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS. CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE INFO COMMENCING FROM SUCH DATE. MAYMONT: NO LONGER REGISTERED AS A BROKER-DEALER, NO LONGER RECEIVES SALES COMMISSIONS.
2015-02-27
D/A
$764,230.00
Yes
$0.00
No
AN UPFRONT SELLING COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2015-02-27
D/A
$311,698.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM INCEPTION.
2015-02-27
D/A
$226,696.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM INCEPTION.
2015-02-27
D/A
$6,310,018.00
Yes
$0.00
No
AN UPFRONT SELLING COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2015-02-20
D/A
$4,752,432.00
Yes
$0.00
No
AN UPFRONT SALES COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS. THE OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFO. FROM SUCH DATE. MAYMONT PARTNERS IS NO LONGER REGISTERED AS A BROKER-DEALER AND NO LONGER RECEIVES SALES COMM.
2015-02-20
D/A
$1,146,028.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS. OFFERING BEGAN BEFORE 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2015-02-20
D/A
$254,188.00
Yes
$0.00
No
AN UPFRONT SELLING COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2015-01-08
D/A
$5,939,666.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS. OFFERING BEGAN BEFORE 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2015-01-08
D/A
$597,392.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS. OFFERING BEGAN BEFORE 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2014-12-12
D/A
$6,161,676.00
Yes
$0.00
No
AN UPFRONT SELLING COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2014-12-12
D/A
$723,902.00
Yes
$0.00
No
AN UPFRONT SELLING COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2014-12-03
D/A
$276,676.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2014-11-25
D/A
$223,006.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2014-11-14
D/A
$1,681,605.00
Yes
$0.00
No
SALES COMMISSIONS MAY VARY FROM TIME TO TIME.
2014-08-13
D/A
$1,412,324.00
Yes
$0.00
No
SALES COMMISSIONS MAY VARY FROM TIME TO TIME.
2014-07-10
D/A
$7,800.00
No
$0.00
No
2014-03-06
D/A
$19,292.00
Yes
$0.00
No
GP PAYS UP TO 80% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS. CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE INFO COMMENCING FROM SUCH DATE. MAYMONT: NO LONGER REGISTERED AS A BROKER-DEALER, NO LONGER RECEIVES SALES COMMISSIONS.
2014-02-20
D/A
$244,796.00
Yes
$0.00
No
AN UPFRONT SELLING COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2014-02-20
D/A
$4,328,900.00
Yes
$0.00
No
AN UPFRONT SALES COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS. THE OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFO. FROM SUCH DATE. MAYMONT PARTNERS IS NO LONGER REGISTERED AS A BROKER-DEALER AND NO LONGER RECEIVES SALES COMM.
2014-02-20
D/A
$909,335.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS. OFFERING BEGAN BEFORE 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2014-01-09
D/A
$5,129,558.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS. OFFERING BEGAN BEFORE 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2014-01-08
D/A
$519,634.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS. OFFERING BEGAN BEFORE 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2013-12-13
D/A
$4,542,044.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2013-12-12
D/A
$519,222.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2013-12-03
D/A
$142,977.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2013-11-25
D/A
$184,711.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2013-08-14
D/A
$935,345.00
Yes
$0.00
No
SALES COMMISSIONS MAY VARY FROM TIME TO TIME.
2013-06-11
D/A
$790,794.00
Yes
$0.00
No
SALES COMMISSIONS MAY VARY FROM TIME TO TIME.
2013-05-01
D/A
$383,247.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2013-03-06
D/A
$670,189.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS. OFFERING BEGAN BEFORE 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2013-03-06
D/A
$459,520.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS. OFFERING BEGAN BEFORE 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2013-03-06
D/A
$3,854,003.00
Yes
$0.00
No
AN UPFRONT SALES COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS. THE OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFO. FROM SUCH DATE. MAYMONT PARTNERS IS NO LONGER REGISTERED AS A BROKER-DEALER AND NO LONGER RECEIVES SALES COMM.
2013-03-06
D/A
$234,743.00
Yes
$0.00
No
AN UPFRONT SELLING COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2013-03-06
D/A
$383,247.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2013-03-06
D/A
$4,502,223.00
Yes
$0.00
No
SERVICE PROVIDER PAYS UP TO 50% OF ITS PORTION OF ADVISORY FEE + 75% OF MGMT FEE TO SELLING AGENTS. OFFERING BEGAN BEFORE 3/15/09; ITEM 15 REFLECTS INFO FROM SUCH DATE. MAYMONT NO LONGER A BD, DOES NOT RECEIVE COMMISSIONS.
2013-02-05
D/A
$506,748.00
Yes
$0.00
No
SALES COMMISSIONS MAY VARY FROM TIME TO TIME.
2013-01-14
D/A
$0.00
No
$0.00
No
ALTHOUGH THE ISSUER HAS ENTERED INTO BROKERAGE AGREEMENTS FOR THE SALES OF THE ISSUER-S SECURITIES, NO COMMISSIONS HAVE BEEN PAID AS AT THIS DATE BY THE ISSUER.
2013-01-14
D/A
$0.00
No
$0.00
No
ALTHOUGH THE ISSUER HAS ENTERED INTO BROKERAGE AGREEMENTS FOR THE SALE OF THE ISSUER-S SECURITIES, NO COMMISSIONS HAVE BEEN PAID AS OF THIS DATE BY THE ISSUER.
2012-12-06
D/A
$506,748.00
Yes
$0.00
No
SALES COMMISSIONS MAY VARY FROM TIME TO TIME.
2012-10-11
D/A
$245,735.00
Yes
$0.00
No
SALES COMMISSIONS MAY VARY FROM TIME TO TIME.
2012-08-10
D/A
$245,735.00
Yes
$0.00
No
SALES COMMISSIONS MAY VARY FROM TIME TO TIME.
2012-07-13
D/A
$245,735.00
Yes
$0.00
No
SALES COMMISSIONS MAY VARY FROM TIME TO TIME.
2012-03-06
D/A
$383,025.00
Yes
$0.00
No
THE CO-GENERAL PARTNER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2012-03-06
D/A
$262,619.00
No
$0.00
No
THE CO-GENERAL PARTNER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2012-03-06
D/A
$453,895.00
Yes
$0.00
No
THE CO-GENERAL PARTNER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2012-03-06
D/A
$3,247,229.00
Yes
$0.00
No
AN UPFRONT SELLING COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2012-03-06
D/A
$224,154.00
Yes
$0.00
No
AN UPFRONT SELLING COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2012-03-06
D/A
$3,400,087.00
Yes
$0.00
No
THE SPONSOR PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2011-11-08
D/A
$3,121,562.00
Yes
$0.00
No
THE SPONSOR PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2011-10-28
D/A
$2,936,002.00
Yes
$0.00
No
AN UPFRONT SELLING COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2011-10-28
D/A
$217,184.00
Yes
$0.00
No
AN UPFRONT SELLING COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2011-03-11
D/A
$307,111.00
No
$0.00
No
THE CO-GENERAL PARTNER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2011-03-11
D/A
$1,791,459.00
No
$0.00
No
THE SPONSOR PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2011-03-11
D/A
$296,515.00
No
$0.00
No
THE CO-GENERAL PARTNER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2011-03-11
D/A
$152,153.00
No
$0.00
No
THE CO-GENERAL PARTNER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2010-10-26
D/A
$10,360,540.00
Yes
$0.00
No
THE SPONSOR PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2010-09-15
D/A
$1,470,315.00
Yes
$0.00
No
AN UPFRONT SELLING COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2010-09-15
D/A
$35,592.00
Yes
$0.00
No
AN UPFRONT SELLING COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2010-03-12
D/A
$234,521.00
No
$0.00
No
THE CO-GENERAL PARTNER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2010-03-12
D/A
$1,735,901.00
No
$0.00
No
THE SPONSOR PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2010-03-12
D/A
$164,794.00
No
$0.00
No
THE CO-GENERAL PARTNER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2010-03-12
D/A
$58,166.00
No
$0.00
No
THE CO-GENERAL PARTNER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2009-08-06
D
$1,148,191.00
No
$0.00
No
AN UPFRONT SELLING COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2009-08-06
D
$84,477.00
No
$0.00
No
AN UPFRONT SELLING COMMISSION OF 2% MAY BE PAID TO SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION FROM SUCH DATE.
2009-03-16
D/A
$0.00
No
$0.00
No
THE CO-GENERAL PARTNER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2009-03-16
D/A
$0.00
No
$0.00
No
THE CO-GENERAL PARTNER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2009-03-16
D/A
$0.00
No
$0.00
No
THE CO-GENERAL PARTNER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2009-03-16
D/A
$0.00
No
$0.00
No
THE CO-GENERAL PARTNER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2009-03-16
D/A
$0.00
Yes
$0.00
Yes
THE CO-GENERAL PARTNER PAYS UP TO 50% OF ITS ADVISORY FEE AND 75% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
2009-03-16
D/A
$0.00
No
$0.00
No
THE MANAGER PAYS UP TO 80% OF ITS MANAGEMENT FEE TO THE SELLING AGENTS - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.