Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
DH FREDERICK SECURITIES, INC.
128095
NONE
NONE
DH FREDERICK SECURITIES, INC.
128095
DH FREDERICK SECURITIES, INC.
128095
DOLLIVER H. FREDERICK
4606194
DH FREDERICK SECURITIES, INC.
128095
CHARLES R. QUERRY
2537526
DH FREDERICK SECURITIES, INC.
128095
DOLLIVER H. FREDERICK
4606194
NONE
NONE
DH FREDERICK SECURITIES
128095
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-07-20
D
$300,000.00
Yes
$0.00
No
SALES COMMISSIONS ARE BASED ON THE AMOUNT COMMITTED TO THE ISSUER AND PARTIALLY PAID WHEN FUNDS ARE ACTUALLY CONTRIBUTED.
2017-02-23
D/A
$50,700.00
Yes
$0.00
No
2017-02-21
D
$50,700.00
Yes
$0.00
No
2012-12-18
D
$175,000.00
Yes
$0.00
No
2011-12-20
D/A
$100,000.00
Yes
$0.00
No
2011-12-16
D
$100,000.00
Yes
$0.00
No
2011-01-25
D
$10,000.00
Yes
$0.00
No