Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NEWPORT GROUP SECURITIES, INC.
29722
EDDIE ALLEN
1280627
NEWPORT GROUP SECURITIES, INC.
29722
EDDIE ALLEN
1280627
NEWPORT GROUP SECURITIES, INC.
29722
EDDIE ALLEN
1280627
NGS
29722
EDDIE B. ALLEN SR.
1280627
EDDIE ALLEN
1280627
NEWPORT GROUP SECURITIES, INC.
29722
NGS
29722
EDDIE B ALLEN SR
1280627
NEWPORT GROUP SECURITIES, INC.
29722
EDDIE ALLEN
1280627
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-02-28
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. TL PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2023-02-27
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. TL PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2021-03-11
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. TL PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2020-04-24
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. TL PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2018-01-04
D/A
$1,118,127.00
No
$0.00
No
2017-12-20
D/A
$2,356,426.00
No
$0.00
No
2017-10-20
D/A
$226,185.00
No
$0.00
No
2017-10-16
D
$687,500.00
No
$0.00
No
2017-10-05
D/A
$200,000.00
No
$0.00
No
2017-08-14
D/A
$3,557,035.00
No
$0.00
No
2017-08-14
D/A
$492,024.00
No
$0.00
No
2017-08-11
D/A
$236,440.00
No
$0.00
No
2017-08-11
D/A
$380,946.00
No
$0.00
No
2017-08-11
D/A
$1,052,795.00
No
$0.00
No
2017-07-06
D/A
$809,639.00
No
$0.00
No
2017-07-06
D/A
$95,850.00
No
$0.00
No
2017-06-22
D/A
$1,256,059.00
No
$0.00
No
2017-05-22
D/A
$254,933.00
No
$0.00
No
2017-02-02
D/A
$1,184,041.00
No
$0.00
No
2017-01-09
D/A
$847,864.00
No
$0.00
No
2017-01-03
D
$531,861.00
No
$0.00
No
2017-01-03
D
$201,437.00
No
$0.00
No
2016-12-08
D/A
$320,007.00
No
$0.00
No
2016-12-07
D/A
$2,264,454.00
No
$0.00
No
2016-10-19
D
$2,000,000.00
No
$0.00
No
2016-08-05
D/A
$368,592.00
No
$0.00
No
2016-08-05
D/A
$220,537.00
No
$0.00
No
2016-08-04
D/A
$3,488,597.00
No
$0.00
No
2016-07-26
D/A
$65,740.00
No
$0.00
No
2016-07-21
D/A
$988,272.00
No
$0.00
No
2016-06-24
D/A
$1,229,633.00
No
$0.00
No
2016-06-14
D/A
$794,025.00
No
$0.00
No
2016-06-03
D/A
$172,501.00
No
$0.00
No
2016-01-22
D/A
$1,162,719.00
No
$0.00
No
2016-01-08
D/A
$834,098.00
No
$0.00
No
2015-12-14
D/A
$259,123.00
No
$0.00
No
2015-08-07
D/A
$3,423,929.00
No
$0.00
No
2015-08-07
D/A
$206,081.00
No
$0.00
No
2015-08-07
D/A
$356,673.00
No
$0.00
No
2015-08-06
D/A
$928,965.00
No
$0.00
No
2015-06-16
D/A
$1,207,130.00
No
$0.00
No
2015-06-12
D/A
$779,325.00
No
$0.00
No
2015-02-13
D/A
$1,162,719.00
No
$0.00
No
2015-01-14
D/A
$820,329.00
No
$0.00
No
2014-12-03
D/A
$198,871.00
No
$0.00
No
2014-08-12
D/A
$191,128.00
No
$0.00
No
2014-08-12
D/A
$344,119.00
No
$0.00
No
2014-08-12
D/A
$808,579.00
No
$0.00
No
2014-07-09
D/A
$767,998.00
No
$0.00
No
2014-07-09
D/A
$3,358,611.00
No
$0.00
No
2014-07-09
D/A
$1,190,155.00
No
$0.00
No
2014-02-24
D/A
$1,150,378.00
No
$0.00
No
2014-02-06
D
$332,576.00
No
$0.00
No
2014-01-23
D/A
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. HLIC PAYS SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES. AMOUNT SOLD ABOVE IS SPECIFIC TO SERIES III-B AND SERIES III-C OFFERING UNDER SEPARATE ACCOUNT ISSUER.
2014-01-13
D/A
$792,651.00
No
$0.00
No
2013-12-17
D/A
$129,943.00
No
$0.00
No
2013-10-07
D/A
$647,558.00
No
$0.00
No
2013-10-07
D/A
$762,655.00
No
$0.00
No
2013-09-26
D/A
$3,007,450.00
No
$0.00
No
2013-08-26
D/A
$647,998.00
No
$0.00
No
2013-08-26
D/A
$447,064.00
No
$0.00
No
2013-03-25
D/A
$618,654.00
No
$0.00
No
2013-03-04
D/A
$1,104,305.00
No
$0.00
No
2013-01-18
D
$16,952.00
No
$0.00
No
2012-09-12
D/A
$1,098,013.00
No
$0.00
No
2012-08-27
D/A
$2,952,195.00
No
$0.00
No
2012-08-24
D/A
$574,055.00
No
$0.00
No
2012-04-02
D/A
$552,787.00
No
$0.00
No
2012-03-30
D/A
$584,906.00
No
$0.00
No
2011-09-27
D/A
$1,098,013.00
No
$0.00
No
2011-08-29
D/A
$518,855.00
No
$0.00
No
2011-08-29
D/A
$2,815,321.00
No
$0.00
No
2011-02-24
D/A
$552,787.00
No
$0.00
No
2011-01-31
D/A
$560,026.00
No
$0.00
No
2010-08-23
D
$400,636.00
No
$0.00
No
2010-08-23
D/A
$754,570.00
No
$0.00
No
2010-07-22
D/A
$2,650,321.00
No
$0.00
No
2010-02-19
D/A
$2,513,769.00
No
$0.00
No
2010-02-18
D/A
$390,576.00
No
$0.00
No
2010-02-18
D/A
$715,881.00
No
$0.00
No
2009-12-18
D
$552,787.00
No
$0.00
No
2009-12-16
D
$527,897.00
No
$0.00
No
2009-08-28
D
$390,576.00
No
$0.00
No
2009-08-28
D
$677,701.00
No
$0.00
No
2009-07-13
D
$2,208,240.00
No
$0.00
No
2009-07-13
D
$299,489.00
No
$0.00
No
2009-07-10
D
$652,686.00
No
$0.00
No
2009-07-10
D
$390,576.00
No
$0.00
No