Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
GARY KLOPFENSTEIN
1276826
Companies
Company Name
DIPSEA CAPITAL FUND, LP
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-06-18
D/A
$60,695.00
Yes
$185,000.00
No
2023-07-12
D
$36,330.00
Yes
$142,000.00
No
WE MARKED SALES COMMISSIONS AS AN ESTIMATE BECAUSE A PORTION OF SALES COMMISSIONS FOR 2023 ARE BASED ON NOT CRYSTALIZED INCENTIVES FOR 2023.
2022-06-16
D/A
$25,463.00
Yes
$94,000.00
No