Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
SUMMER STREET RESEARCH PARTNERS
127412
Companies
Company Name
ALLIQUA, INC.
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-04-28
D
$598,500.00
No
$0.00
No
2013-11-25
D
$490,000.00
No
$0.00
No
THE ISSUER ALSO ISSUED A FIVE YEAR WARRANT TO PURCHASE 136,585 SHARES OF COMMON STOCK AT AN EXERCISE PRICE OF $5.69 PER SHARE TO THE PLACEMENT AGENT AS CONSIDERATION FOR SERVING AS THE PLACEMENT AGENT.
2013-11-18
D/A
$70,000.00
No
$0.00
No
ISSUER ALSO ISSUED FIVE YEAR WARRANTS TO PURCHASE (I) 388,889 SHARES OF COMMON STOCK AT A $.10 PER SHARE EXERCISE PRICE AND (II) 388,889 SHARES OF COMMON STOCK AT AN $.11 PER SHARE EXERCISE PRICE TO THE PLACEMENT AGENT AS CONSIDERATION FOR ITS SERVICE.
2013-11-06
D
$70,000.00
No
$0.00
No
THE ISSUER ALSO ISSUED A FIVE YEAR WARRANT TO PURCHASE 777,778 SHARES OF COMMON STOCK AT AN EXERCISE PRICE OF $.10 PER SHARE TO THE PLACEMENT AGENT AS CONSIDERATION FOR SERVING AS THE PLACEMENT AGENT.
2013-07-09
D
$62,632.00
No
$0.00
No
THE ISSUER ALSO ISSUED A FIVE YEAR WARRANT TO PURCHASE 773,235 SHARES OF COMMON STOCK AT AN EXERCISE PRICE OF $0.097 PER SHARE TO THE PLACEMENT AGENT AS CONSIDERATION FOR SERVING AS THE PLACEMENT AGENT.