Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

DOUGLAS SCOTT SECURITIES, INC.
39032
STEVE STERN
1272540
DOUGLAS SCOTT SECURITIES
39032
STEPHEN STERN
1272540
DOUGLAS SCOTT SECURITIES INC
39032
STEPHEN STEVE
1272540
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-01-03
D
$124,610.00
No
$0.00
No
2021-11-29
D
$273,932.00
No
$0.00
No
2021-08-30
D
$786,370.00
No
$0.00
No
2021-05-21
D
$84,856.00
No
$0.00
No
2021-03-29
D
$145,200.00
No
$0.00
No
2021-02-24
D
$132,000.00
No
$0.00
No
2011-03-08
D/A
$480,000.00
No
$0.00
No