Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
Q ADVISORS LLC
127232
Q ADVISORS LLC
127232
Q ADVISORS LLC
127232
NONE
NONE
Q ADVISORS LLC
127232
Q ADVISORS, LLC
127232
Q ADVISORS, LLC
127232
Q ADVISORS LLC
127232
JORDAN LEIGH RUPAR
6122035
Q ADVISORS LLC
127232
THOMAS LOUIS BEATO
7172970
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-03-21
D
$285,000.00
No
$0.00
No
2022-11-30
D
$250,000.00
No
$0.00
No
2013-03-28
D
$1.00
Yes
$0.00
No
RECIPIENT RECEIVED A WARRANT EXERCISABLE FOR THE ISSUER-S COMMON UNITS, THE STRIKE PRICE OF WHICH IS AT OR ABOVE THE FAIR MARKET VALUE OF THE UNDERLYING SECURITIES.
2012-08-01
D
$60,000.00
No
$0.00
No
IN ADDITION TO THE SALE COMMISSIONS SET FORTH ABOVE, THE ISSUER ISSUED TO Q ADVISORS LLC A WARRANT TO PURCHASE 24,691 SHARES OF COMMON STOCK AT AN EXERCISE PRICE OF $2.67 PER SHARE.