Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
COMMONWEALTH FINANCIAL NETWORK
8032
DAVID B. ROOT JR
1270361
COMMONWEALTH FINANCIAL NETWORK
8032
DAVID B. ROOT JR.
1270361
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$3,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS IN AN AMOUNT NOT TO EXCEED 6.50% OF THE GROSS PROCEEDS FROM THE SALE OF UNITS WILL BE PAID TO BROKER/DEALERS
D/A
$3,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS IN AN AMOUNT NOT TO EXCEED 6.50% OF THE GROSS PROCEEDS FROM THE SALE OF UNITS WILL BE PAID TO BROKER/DEALERS
D/A
$3,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS IN AN AMOUNT NOT TO EXCEED 6.50% OF THE GROSS PROCEEDS FROM THE SALE OF UNITS WILL BE PAID TO BROKER/DEALERS
D/A
$3,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS IN AN AMOUNT NOT TO EXCEED 6.50% OF THE GROSS PROCEEDS FROM THE SALE OF UNITS WILL BE PAID TO BROKER/DEALERS
D
$3,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS IN AN AMOUNT NOT TO EXCEED 6.50% OF THE GROSS PROCEEDS FROM THE SALE OF UNITS WILL BE PAID TO BROKER/DEALERS
