Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

THOMAS FRIEDBERG
1242108
MONARCH BAY ASSOCIATES, LLC
141391
MONARCH BAY SECURITIES, LLC
141391
THOMAS WILLIAM FRIEDBERG
1242108
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-06-24
D/A
$35,000.00
No
$0.00
No
2014-03-13
D/A
$35,000.00
No
$0.00
No
2012-08-30
D
$630,000.00
Yes
$0.00
No