Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SCOTT GLAZER

1236789

GBS FINANCIAL CORP.

16906

PRECISION SECURITIES, LLC

103976

SCOTT NEAL GLAZER

1236789

Companies

Company Name

NEW ORIENTAL ENERGY + CHEMICAL CORP.

PASSCO PRESERVE DST

People

Name

ZHOU DIAN CHANG

HOWARD S. BARTH

LARRY K SULLIVAN

WILLIAM O. PASSO

THOMAS B. JAHNCKE

PASSCO COMPANIES, LLC PASSCO COMPANIES, LLC

PASSCO PRESERVE DEPOSITOR, LLC PASSCO PRESERVE DEPOSITOR, LLC

PASSCO PRESERVE MANAGER, LLC PASSCO PRESERVE MANAGER, LLC

Filings

Filing Date

Filing Type

Sales Commission

Estimate?

Finders' Fee

Estimate?

Commission/Fee Clarification

D/A

$2,657,813.00

Yes

$0.00

No

D

$300,000.00

Yes

$0.00

Yes

ISSUER WILL (I) PAY IN CASH AN AMOUNT EQUAL TO 10% OF THE PROCEEDS RAISED IN THE OFFERING, AND (II) ISSUE WARRANTS TO PURCHASE SHARES EQUAL TO 10% OF THE OFFERED SHARES TO INTERNET SECURITIES, INC., AS PLACEMENT AGENT, AND CERTAIN BROKER-DEALERS.