Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MOORS + CABOT, INC.
594
ALINE ROSE LAVELLE
1234354
MOORS + CABOT, INC.
594
ALINE R. LAVELLE
1234354
MOORS + CABOT
594
ALINE R. LAVELLE
1234354
People
Name
--CORPORATION-- RAYMOND JAMES TAX CREDIT FUNDS, INC.
--LIMITED LIABILITY COMPANY-- RJTCF-46 L.L.C.
J. DAVENPORT MOSBY, III
STEVEN J. KROPF
RICHARD L. CARGO
W. SAMUEL SHUPE
TONI S. MATTHEWS
GWENDOLYN H. FISHER
JAMES A. HORVICK
BRIAN C. LYNCH
--LIMITED LIABILITY COMPANY-- RJ CHOF IX L.L.C.
--LIMITED LIABILITY COMPANY-- RJ CHOF VIII L.L.C.
GWENDOLYN H. BENTON
--LIMITED LIABILITY COMPANY-- RJTCF-43 L.L.C.
--LIMITED LIABILITY COMPANY-- RJ CHOF VI L.L.C.
--LIMITED LIABILITY COMPANY-- RJ FHOF II L.L.C.
GWEN H. BENTON
--LIMITED LIABILITY COMPANY-- RJTCF-42 L.L.C.
--LIMITED LIABILITY COMPANY-- RJ CHOF V L.L.C.
--LIMITED LIABILITY COMPANY-- RJ CHOF IV L.L.C.
RONALD M. DINER
--LIMITED LIABILITY COMPANY-- RJ AHOF I L.L.C.
GWEN H, BENTON
--LIMITED LIABILITY COMPANY-- RJ FHOF I L.L.C.
RICHARD C. CARGO
ROBERT C. LANDIS
--LIMITED LIABILITY COMPANY-- RJ CHOF III L.L.C.
--LIMITED LIABILITY COMPANY-- RJTCF-40 L.L.C.
--CORPORATION-- RAYMOND JAMES TAX CREDIT FUNDS, INC
--LIMITED LIABILITY COMPANY-- RJ CHOF II L.L.C.
--LIMITED LIABILITY COMPANY-- RJTCF-39 L.L.C.
--LIMITED LIABILITY COMPANY-- RJ CHOF I L.L.C.
STEVE J. KROPF
CAROL A. GEORGES
--LIMITED LIABILITY COMPANY-- RJTCF-38 L.L.C.
CRAIG S. DESCALZI
N/A BCCTC ASSOCIATES XXXV, LLC
N/A BCCTC ASSOCIATES, INC.
N/A BOSTON CAPITAL HOLDINGS LIMITED PARTNERSHIP
JOHN PATRICK MANNING
JEFFREY H. GOLDSTEIN
KEVIN PATRICK COSTELLO
MARC NOEL TEAL
---CORPORATION--- RAYMOND JAMES TAX CREDIT FUNDS, INC.
---LIMITED LIABILITY COMPANY-- RJTCF-37 L.L.C.
N/A BCCTC ASSOCIATES XXXIV, LLC
N/A BCCTC ASSOCIATES XXXIII, LLC
BCCTC ASSOCIATES XXXII, LLC BCCTC ASSOCIATES XXXII, LLC
BCCTC ASSOCIATES, INC. BCCTC ASSOCIATES, INC.
BOSTON CAPITAL HOLDINGS LIMITED PARTNERSHIP BOSTON CAPITAL HOLDINGS LIMITED PARTNERSHIP
N/A N/A PNC REAL ESTATE TAX CREDIT CAPITAL FUND 58, INC.
N/A N/A PNC BANK, NATIONAL ASSOCIATION
DAVID S. BASSIN
TODD J. CROW
WENDY S. BADE
CATHERINE SUCH
ANNIKA L. HOLTE
ASHLIE M. JOHNSON
MEGAN RYAN
LISA WILLIAMS
STEPHEN R. BEIKMAN
MICHAEL WENZLICK
--LIMITED LIABILITY COMPANY-- RJ CHOF X L.L.C.
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2021-05-03
D
$10,000.00
Yes
$0.00
No
WITH RESPECT TO AMOUNT SOLD.
2020-05-20
D
$1,075,000.00
Yes
$0.00
No
WITH RESPECT TO AMOUNT SOLD
2020-03-26
D
$239,000.00
Yes
$0.00
No
WITH RESPECT TO AMOUNT SOLD.
2019-05-10
D
$232,500.00
Yes
$0.00
No
WITH RESPECT TO AMOUNT SOLD.
2018-05-22
D
$848,000.00
Yes
$0.00
No
WITH RESPECT TO AMOUNT SOLD.
2017-12-28
D
$13,587.00
Yes
$0.00
No
WITH RESPECT TO AMOUNT SOLD.
2016-12-14
D
$50,000.00
Yes
$0.00
No
WITH RESPECT TO INTERESTS SOLD.
2016-10-07
D
$970,000.00
Yes
$0.00
No
WITH RESPECT TO THE UNITS SOLD.
2016-01-29
D/A
$810,000.00
Yes
$0.00
No
WITH RESPECT TO AMOUNT SOLD.
2015-08-25
D
$905,800.00
No
$0.00
No
2015-05-18
D/A
$490,000.00
Yes
$0.00
No
ESTIMATE BASED ON GROSS OFFERING PROCEEDS OF $98,000,000.
2014-12-31
D
$450,000.00
Yes
$0.00
No
ESTIMATE BASED ON GROSS OFFERING PROCEEDS OF $90,000,000.
2014-12-31
D
$250,000.00
Yes
$0.00
No
ESTIMATES BASED ON TOTAL GROSS OFFERING PROCEEDS
2014-04-22
D
$62,500.00
Yes
$0.00
No
2014-03-18
D/A
$350,000.00
Yes
$0.00
No
2014-01-07
D
$350,000.00
Yes
$0.00
No
2013-09-23
D
$500,000.00
Yes
$0.00
No
2013-09-23
D
$100,000.00
Yes
$0.00
No
2012-11-29
D
$500,000.00
Yes
$0.00
No
2012-05-09
D
$281,683.00
Yes
$0.00
No
2012-03-13
D
$592,000.00
Yes
$0.00
No
2012-01-05
D
$1,849,591.00
Yes
$0.00
No
INCLUDES DUE DILLGENCE EXPENSE REIMBURSEMENT
2011-06-24
D
$920,500.00
Yes
$0.00
No
2011-04-15
D
$2,329,268.00
Yes
$0.00
No
INCLUDES DUE DILLGENCE EXPENSE REIMBURSEMENT
2010-10-04
D
$2,637,195.00
Yes
$0.00
No
INCLUDES DUE DILIGENCE EXPENSE REIMBURSEMENT
2009-11-16
D
$1,750,000.00
Yes
$0.00
Yes
INCLUDES DUE DILIGENCE EXPENSE REIMBURSEMENT