Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
BLACKBOOK CAPITAL LLC
123234
NONE
NONE
BLACKBOOK CAPITAL, LLC
123234
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-09-17
D/A
$390,000.00
Yes
$0.00
No
BROKER WILL RECEIVE A SELLING COMMISSION OF 10% OF THE GROSS PROCEEDS. PLACEMENT AGENT (LEGEND SECURITIES, INC.) WILL RECEIVE A NON-ACCOUNTABLE EXPENSE ALLOWANCE EQUAL TO 3% OF THE GROSS PROCEEDS.
2014-05-07
D
$81,300.00
No
$0.00
No
$81,300 IN SALES COMMISSION AND WARRANTS WITH A TERM OF 5 YEARS FOR APPROXIMATELY 38,258 SERIES B SHARES WITH AN EXERCISE PRICE OF $2.125