Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
GS CAPITAL MANAGEMENT, LLC
123110
NONE
NONE
GS CAPITAL MANAGEMENT LLC
123110
GS CAPITAL MANAGEMENT LLC
NONE
GS CAPITAL MANAGEMENT LLC
123110
NONE
NONE
GS CAPITAL MANAGEMENT LLC
123110
NONE
NONE
GS CAPITAL
123110
NONE
NONE
GS CAPITAL MGMT
123110
NONE
NONE
FRONTIER SOLUTIONS
123110
NONE
NONE
GS CAPITAL MANAGEMENT LLC
123110
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-08-28
D/A
$5,619,531.00
Yes
$0.00
No
REGIONS, HIGHLAND, CITIGROUP, DEUTSCHE BANK, D.A. DAVIDSON, AND GS CAPITAL NO LONGER SOLICIT FOR THE ISSUER AND NO LONGER RECEIVE COMMISSIONS.
2024-08-29
D/A
$5,619,531.00
Yes
$0.00
No
REGIONS, HIGHLAND, CITIGROUP, DEUTSCHE BANK, D.A. DAVIDSON, AND GS CAPITAL NO LONGER SOLICIT FOR THE ISSUER AND NO LONGER RECEIVE COMMISSIONS.
2023-12-05
D/A
$5,619,531.00
Yes
$0.00
No
REGIONS, HIGHLAND, CITIGROUP, DEUTSCHE BANK, D.A. DAVIDSON, AND GS CAPITAL NO LONGER SOLICIT FOR THE ISSUER AND NO LONGER RECEIVE COMMISSIONS.
2022-12-05
D/A
$5,619,531.00
Yes
$0.00
No
REGIONS, HIGHLAND, CITIGROUP, DEUTSCHE BANK, D.A. DAVIDSON, AND GS CAPITAL NO LONGER SOLICIT FOR THE ISSUER AND NO LONGER RECEIVE COMMISSIONS.
2022-02-11
D/A
$182,452.00
Yes
$0.00
Yes
THE FIRMS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2021-11-29
D/A
$5,600,970.00
Yes
$0.00
No
REGIONS, HIGHLAND, CITIGROUP, DEUTSCHE BANK, AND GS CAPITAL NO LONGER SOLICIT FOR THE ISSUER AND NO LONGER RECEIVE COMMISSIONS.
2021-02-12
D/A
$182,452.00
Yes
$0.00
Yes
THE FIRMS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2020-11-25
D/A
$5,433,909.00
Yes
$0.00
No
REGIONS, HIGHLAND, CITIGROUP, DEUTSCHE BANK, AND GS CAPITAL NO LONGER SOLICIT FOR THE ISSUER AND NO LONGER RECEIVE COMMISSIONS.
2020-02-14
D/A
$182,452.00
Yes
$0.00
Yes
THE FIRMS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2019-11-25
D/A
$5,433,909.00
Yes
$0.00
No
REGIONS, HIGHLAND, CITIGROUP, DEUTSCHE BANK, AND GS CAPITAL NO LONGER SOLICIT FOR THE ISSUER AND NO LONGER RECEIVE COMMISSIONS.
2019-02-15
D/A
$64,987.00
Yes
$0.00
No
FIRMS LISTED IN ITEM 12 WHEN APPLICABLE ARE PAID EITHER DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES PAID BASED ON ASSETS UNDER MANAGEMENT.
2019-02-15
D/A
$182,452.00
Yes
$0.00
Yes
THE FIRMS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2018-02-16
D/A
$64,987.00
Yes
$0.00
No
FIRMS LISTED IN ITEM 12 WHEN APPLICABLE ARE PAID EITHER DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES PAID BASED ON ASSETS UNDER MANAGEMENT.
2018-02-16
D/A
$182,452.00
Yes
$0.00
Yes
THE FIRMS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2018-02-16
D/A
$126,719.00
Yes
$0.00
No
FIRMS LISTED IN ITEM 12 WHEN APPLICABLE ARE PAID EITHER DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES PAID BASED ON ASSETS UNDER MANAGEMENT.
2017-02-17
D
$6,747.00
Yes
$0.00
Yes
FIRMS LISTED IN ITEM 12 WHEN APPLICABLE ARE PAID EITHER DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES PAID BASED ON ASSETS UNDER MANAGEMENT.
2017-02-17
D
$6,747.00
Yes
$0.00
No
THE ENTITIES LISTED IN ITEM 12 ARE PAID EITHER DIRECTLY OR INDIRECTLY COMMISSIONS OR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES RECEIVED BASED ON ASSETS UNDER MANAGEMENT.
2017-02-17
D
$64,987.00
Yes
$0.00
No
FIRMS LISTED IN ITEM 12 WHEN APPLICABLE ARE PAID EITHER DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES PAID BASED ON ASSETS UNDER MANAGEMENT.
2017-02-17
D/A
$182,452.00
Yes
$0.00
No
THE FIRMS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2017-02-17
D
$58,310.00
Yes
$0.00
No
THE ENTITIES LISTED IN ITEM 12 ARE PAID EITHER DIRECTLY OR INDIRECTLY COMMISSIONS OR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES RECEIVED BSAED ON ASSETS UNDER MANAGEMENT.
2017-02-17
D
$126,719.00
Yes
$0.00
No
FIRMS LISTED IN ITEM 12 WHEN APPLICABLE ARE PAID EITHER DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES PAID BASED ON ASSETS UNDER MANAGEMENT.
2016-12-09
D/A
$2,315.00
No
$0.00
No
THE FINDERS LISTED IN ITEM 12 HEREOF RECEIVE A PERCENTAGE OF THE FEES PAYABLE BY THE INVESTOR INTRODUCED BY SUCH FINDER.
2016-12-09
D/A
$3,093.00
No
$0.00
No
THE FINDERS LISTED IN ITEM 12 HEREOF RECEIVE A PERCENTAGE OF THE FEES PAYABLE BY THE INVESTOR INTRODUCED BY SUCH FINDER.
2016-03-04
D
$145,227.00
Yes
$0.00
No
FIRMS LISTED IN ITEM 12 WHEN APPLICABLE ARE PAID EITHER DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES PAID BASED ON ASSETS UNDER MANAGEMENT.
2016-03-04
D
$204,588.00
Yes
$0.00
No
THE ENTITIES LISTED IN ITEM 12 ARE PAID EITHER DIRECTLY OR INDIRECTLY COMMISSIONS OR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES RECEIVED BSAED ON ASSETS UNDER MANAGEMENT.
2016-03-04
D
$18,077.00
Yes
$0.00
Yes
FIRMS LISTED IN ITEM 12 WHEN APPLICABLE ARE PAID EITHER DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES PAID BASED ON ASSETS UNDER MANAGEMENT.
2016-03-04
D
$0.00
Yes
$0.00
No
THE ENTITIES LISTED IN ITEM 12 ARE PAID EITHER DIRECTLY OR INDIRECTLY COMMISSIONS OR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES RECEIVED BASED ON ASSETS UNDER MANAGEMENT.
2016-03-04
D
$478,639.00
Yes
$0.00
No
THE FIRMS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2016-03-04
D
$0.00
No
$0.00
No
FIRMS LISTED IN ITEM 12 WHEN APPLICABLE ARE PAID EITHER DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEES PAID BASED ON ASSETS UNDER MANAGEMENT.
2015-12-10
D/A
$651.00
No
$0.00
No
THE FINDER LISTED IN ITEM 12 HEREOF RECEIVES A PERCENTAGE OF THE FEES PAYABLE BY THE INVESTOR INTRODUCED BY SUCH FINDER.
2015-12-10
D/A
$1,063.00
No
$0.00
No
THE FINDER LISTED IN ITEM 12 HEREOF RECEIVES A PERCENTAGE OF THE FEES PAYABLE BY THE INVESTOR INTRODUCED BY SUCH FINDER.
2014-12-10
D/A
$3,171.00
No
$0.00
No
2014-12-10
D/A
$2,769.00
No
$0.00
No
THE FINDER LISTED IN ITEM 12 HEREOF RECEIVES A PERCENTAGE OF THE MANAGEMENT FEES PAYABLE BY THE INVESTOR INTRODUCED BY SUCH FINDER.
2014-03-12
D/A
$2,469.00
No
$0.00
No
2013-12-10
D/A
$375.00
No
$0.00
No
THE FINDER LISTED IN ITEM 12 HEREOF RECEIVES A PERCENTAGE OF THE MANAGEMENT FEES PAYABLE BY THE INVESTOR INTRODUCED BY SUCH FINDER.