Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
FISCO INVESTMENT MANAGEMENT LP
123051
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-01-25
D/A
$0.00
No
$29,009.00
No
NO SALES COMMISIONS HAVE BEEN PAID RELATED TO THE SOLCITATION OF INVESTORS. ASSET BASED SOLICITOR OR FINDERS FEES MAY BE PAID TO THE PARTIES INDICATED IN ITEM 12.
2012-01-24
D/A
$0.00
No
$29,009.00
No
NO SALES COMMISIONS HAVE BEEN PAID RELATED TO THE SOLCITATION OF INVESTORS. ASSET BASED SOLICITOR OR FINDERS FEES MAY BE PAID TO THE PARTIES INDICATED IN ITEM 12.
2011-10-26
D/A
$0.00
No
$26,164.00
No
NO SALES COMMISIONS HAVE BEEN PAID RELATED TO THE SOLCITATION OF INVESTORS. ASSET BASED SOLICITOR OR FINDERS FEES MAY BE PAID TO THE PARTIES INDICATED IN ITEM 12.
2011-06-02
D
$0.00
No
$0.00
No
NO SALES COMMISSIONS HAVE BEEN PAID RELATED TO THE SOLICITATION OF INVESTORS. ASSET BASED SOLICITOR OR FINDERS FEES MAY BE PAID TO THE PARTIES INDICATED IN ITEM 12.
2011-02-25
D/A
$0.00
No
$1,355,870.00
Yes
NO SALES COMMISSIONS HAVE BEEN PAID RELATED TO THE SOLICITATION OF INVESTORS. ASSET BASED SOLICITOR OR FINDERS FEES MAY BE PAID.
2010-10-28
D
$0.00
No
$0.00
No
NO SALES COMMISIONS HAVE BEEN PAID RELATED TO THE SOLCITATION OF INVESTORS. ASSET BASED SOLICITOR OR FINDERS FEES MAY BE PAID TO THE PARTIES INDICATED IN ITEM 12.
2010-03-05
D
$0.00
No
$1,172,448.00
Yes
NO SALES COMMISSIONS HAVE BEEN PAID RELATED TO THE SOLICITATION OF INVESTORS. ASSET BASED SOLICITOR OR FINDERS FEES MAY BE PAID.