Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CAMBRIDGE INVESTMENT RESEARCH, INC.
39543
JAMES REINHART
1230333
CAMBRIDGE INVESTMENT RESEARCH, INC.
39543
JAMES REINHART
1230333
CAMBRIDGE INVESTMENT RESEARCH, INC.
39543
JAMES REINHART
1230333
CAMBRIDGE INVESTMENT RESEARCH, INC.
39543
JAMES REINHART
1230333
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-05-14
D/A
$5,089,241.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2026-04-22
D/A
$5,089,241.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2019-11-07
D/A
$20,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - UP TO 7%; DUE DILIGENCE FEE - 0.5%; MARKETING EXPENSE FEE - 0.5%. 2% OF FEES AND COMMISSIONS WILL BE PAID BY SPONSOR.
2019-07-31
D/A
$5,500,000.00
Yes
$0.00
Yes
2019-07-18
D/A
$5,500,000.00
Yes
$0.00
Yes
2019-07-09
D/A
$5,500,000.00
Yes
$0.00
Yes