Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MERIDIAN UNITED CAPITAL LLC
122924
REID S JOHNSON
1043574
MERIDIAN UNITED CAPITAL LLC
122924
MARK S HALL
1696252
MERIDIAN UNITED CAPITAL
122924
RICHARD K SHIELDS
1014307
MERIDIAN UNITED CAPITAL LLC
122924
JAMES S MILLER
4875515
MERIDIAN UNITED CAPITAL LLC
122924
REID S JOHNSON
1043574
MERIDIAN UNITED CAPITAL LLC
122924
MARK S HALL
1696252
MERIDIAN UNITED CAPITAL LLC
122924
RICHARD K SHIELDS
1014307
MERIDIAN UNITED CAPITAL LLC
122924
JAMES S MILLER
4875515
MERIDIAN UNITED CAPITAL, LLC
122924
MORE THAN 5
NONE
NONE
NONE
MERIDAN UNITED CAPITAL, LLC
122924
MERIDIAN UNITED CAPITAL, LLC
122924
MORE THAN 5
NONE
MERIDIAN UNITED CAPITAL, LLC
122924
MERIDIAN UNITED CAPITAL, LLC
122924
NONE
NONE
MERIDIAN UNITED CAPITAL LLC
122924
NONE
NONE
MERIDIAN UNITED CAPITAL, LLC
122924
MERIDIAN UNITED CAPITAL, LLC
122924
AARON P. BRODT
5017914
MERIDIAN UNITED CAPITAL, LLC
122924
ZACHARY S. BRODT
5228473
MERIDIAN UNITED CAPITAL, LLC
122924
ADAM J. SELLENS
2606272
MERIDIAN UNITED CAPITAL, LLC
122924
SCOTT W. REED
3007033
MERIDIAN UNITED CAPITAL, LLC
122924
PATRICK RILEY
5662138
MERIDIAN UNITED CAPITAL
122924
AARON BRODT
5017914
NONE
NONE
MERIDIAN UNITED CAPITAL, LLC
122924
NONE
NONE
MERIDAN UNITED CAPITAL, LLC
122924
NONE
NONE
MERIDAN UNITED CAPITAL, LLC
122924
MERIDIAN UNITED CAPITAL, LLC
122924
MORE THAN 5
NONE
NONE
NONE
MERIDIAN UNITED CAPITAL, LLC
122924
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-09-25
D/A
$15,225.00
No
$0.00
No
2012-09-25
D/A
$15,225.00
No
$0.00
No
2012-09-25
D/A
$244,995.00
No
$0.00
No
2012-09-25
D/A
$0.00
No
$0.00
No
ISSUER DOES NOT PAY FRONT END COMMISSIONS
2012-08-20
D/A
$27,500,000.00
Yes
$0.00
No
SALES COMMISSIONS WILL BE PAID BY THE MANAGING GENERAL PARTNER AND NOT FROM SUBSCRIPTION PROCEEDS.
2012-06-19
D/A
$300,000.00
No
$0.00
No
2012-05-09
D/A
$200,000.00
Yes
$0.00
No
ASSUMES SALE OF TOTAL OFFERING AMOUNT AT 10%. IN ADDITION, SALES COMPENSATION SHALL INCLUDE A WARRANT TO PURCHASE 1 SHARE OF ISSUER-S SERIES A-1 PREFERRED STOCK FOR EACH $10 OF SECURITIES SOLD UNDER THIS OFFERING.
2012-05-02
D/A
$1,870,983.00
No
$0.00
No
2012-01-13
D
$200,000.00
Yes
$0.00
No
ASSUMES SALE OF TOTAL OFFERING AMOUNT AT 10%. IN ADDITION, SALES COMPENSATION SHALL INCLUDE A WARRANT TO PURCHASE 1 SHARE OF ISSUER-S SERIES A-1 PREFERRED STOCK FOR EACH $10 OF SECURITIES SOLD UNDER THIS OFFERING.
2011-12-05
D/A
$300,000.00
No
$0.00
No
2011-10-06
D/A
$212,325.00
No
$0.00
No
2011-10-05
D/A
$15,225.00
No
$0.00
No
2011-10-05
D/A
$0.00
No
$0.00
No
ISSUER DOES NOT PAY FRONT END COMMISSIONS
2011-05-03
D/A
$1,503,196.00
No
$0.00
No
2011-04-06
D
$636,000.00
Yes
$0.00
No
2011-04-06
D
$475,000.00
Yes
$0.00
No
2011-01-07
D
$0.00
No
$32,500.00
No
2011-01-07
D/A
$892,710.00
Yes
$0.00
Yes
2011-01-05
D/A
$165,700.00
No
$0.00
No
2010-10-15
D/A
$0.00
No
$0.00
No
ISSUER DOES NOT PAY FRONT END COMMISSIONS
2010-10-12
D/A
$800.00
No
$0.00
No
2010-10-08
D/A
$160,422.00
No
$0.00
No
2010-09-14
D/A
$1,154,928.00
No
$0.00
No
2010-05-26
D
$200,000.00
Yes
$0.00
No
2010-04-07
D
$135,000.00
Yes
$90,000.00
Yes
2010-01-12
D/A
$0.00
No
$0.00
No
2010-01-12
D/A
$0.00
No
$0.00
No
ISSUER DOES NOT PAY FRONT END COMMISSIONS
2010-01-11
D/A
$800.00
No
$0.00
No
2009-12-08
D/A
$150,750.00
No
$0.00
No
2009-11-27
D/A
$888,461.00
No
$0.00
No
2009-11-24
D
$124,500.00
No
$0.00
No
2009-08-31
D
$50,000.00
No
$0.00
No
IF TOTAL OFFERING AMOUNT IS SOLD.
2009-06-10
D
$40,000.00
No
$0.00
No
IF TOTAL OFFERING AMOUNT IS SOLD.
2009-05-15
D
$50,000.00
No
$0.00
No
IF TOTAL OFFERING AMOUNT IS SOLD.
2009-04-03
D
$137,500.00
No
$0.00
No
IF TOTAL OFFERING AMOUNT IS SOLD.