Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

DYNASTY CAPITAL PARTNERS, INC.
122806
JEFFREY D. MAYOTTE
729234
NONE
NONE
DYNASTY CAPITAL PARTNERS INC
122806
NONE
NONE
DYNASTY CAPITAL PARTNERS
122806
NONE
NONE
DYNASTY CAPITAL PARTNERS, INC.
122806
DYNASTY CAPITAL PARTNERS, INC.
122806
TIM SZYMANSKI
5411607
NONE
NONE
DYNASTY CAPITAL PARTNERS, INC,
122806
NONE
NONE
DYNASTY CAPITAL PARTNERS, INC.
122806
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-04-06
D/A
$2,084,445.00
No
$0.00
No
2014-10-07
D/A
$1,497,651.00
No
$0.00
No
2014-09-10
D
$6,400,000.00
Yes
$0.00
No
ESTIMATE IS BASED ON TOTAL OFFERING AMOUNT OF $80,000,000.
2014-01-23
D/A
$2,485,959.00
No
$0.00
No
2013-10-04
D/A
$1,043,750.00
Yes
$125,000.00
Yes
UP TO 8.35% TO PAY BROKER COMMISSION AND WHOLESALING FEE AND UP TO 1% TO PAY MANAGING BROKER DEALER FEE.
2013-10-04
D/A
$4,175,000.00
Yes
$500,000.00
Yes
UP TO 8.35% TO PAY BROKER COMMISSION AND WHOLESALING FEE AND UP TO 1% TO PAY MANAGING BROKER DEALER FEE.
2013-04-25
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2013-04-11
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2013-04-02
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2013-03-14
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2013-01-31
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2013-01-31
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2013-01-09
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2013-01-09
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2013-01-09
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2012-12-11
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2012-12-10
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2012-11-07
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2012-10-19
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2011-08-31
D
$100,000.00
No
$0.00
No
SALES COMMISSION PAID IN CONNECTION WITH THE OFFERING OF $1,150,000 OF SHORT TERM, NON-CONVERTIBLE PROMISSORY NOTES AND COMMON STOCK PURCHASE WARRANTS AS DESCRIBED HEREIN.
2011-03-22
D
$12,500.00
No
$0.00
No
THE SALES COMMISSION IS 10% OF AMOUNT OF SECURITIES SOLD WITH A SALES COMMISSION TO DATE OF $12,500 ON THE AMOUNT REPORTED SOLD OF $125,000.