Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

LSH PARTNERS SECURITIES LLC
284952
JAMES L. KEMPNER
1227912
LSH PARTNERS SECURITIES LLC
284952
JAMES KEMPNER
1227912
JAMES LINDSEY KEMPNER
1227912
LSH PARTNERS SECURITIES LLC
284952
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-10-11
D
$0.00
Yes
$0.00
Yes
2024-07-17
D/A
$12,250.00
No
$0.00
No
2022-04-08
D/A
$60,000.00
Yes
$0.00
No