Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
RABO SECURITIES USA, INC.
122657
NONE
NONE
RABO SECURITIES USA INC.
122657
RABO SECURITIES USA, INC.
122657
.
122657
RABO SECURITES USA, INC.
122657
RABO SECURITES USA, INC.
122657
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-12-20
D
$0.00
No
$275,000.00
No
2017-09-01
D/A
$0.00
No
$1,126,142.00
No
2017-01-05
D
$750,000.00
Yes
$0.00
Yes
2014-06-19
D/A
$360,000.00
No
$0.00
No
2009-12-08
D
$7,280,000.00
No
$0.00
No