Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BRIAN G. GREENWOOD
1212459
COMMONWEALTH FINANCIAL NETWORK
8032
COMMONWEALTH FINANCIAL NETWORK
8032
BRIAN G. GREENWOOD
1212459
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-03-18
D/A
$840,634.00
Yes
$0.00
No
SALES COMMISSION ARE (I) ACTUAL TO DATE PLUS (II) 10.2% OF REMAINING OFFERING SIZE. ISSUER RESERVES RIGHT TO MAKE SOME SALES BY FINDERS IN LIEU OF BROKER-DEALER, AT A LESSER PERCENTAGE COMPENSATION.
2010-03-03
D/A
$3,250,000.00
Yes
$0.00
No
BASED ON MAXIMUM OFFERING AMOUNT
2009-05-19
D/A
$795,914.00
Yes
$0.00
Yes
SALES COMMISSION ARE (I) ACTUAL TO DATE PLUS (II) 10.2% OF REMAINING OFFERING SIZE. ISSUER RESERVES RIGHT TO MAKE SOME SALES BY FINDERS IN LIEU OF BROKER-DEALER, AT A LESSER PERCENTAGE COMPENSATION.