Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
MIT ASSOCIATES, LLC DBA LIABILITY SOLUTIONS
121171
MIT ASSOCIATES, LLC D/B/A LIABILITY SOLUTIONS
121171
MIT ASSOCIATES, LLC D/B/A LIABILITY SOLUTIONS
121171
NONE
NONE
MIT ASSOCIATES, LLC
121171
MIT ASSOCIATES, LLC
121171
LIABILITY SOLUTIONS LIMITED
124769
DAVID WRENN FORD
1188531
MIT ASSOCIATES LLC
121171
NONE
NONE
MIT ASSOCIATES, LLC
121171
NONE
NONE
MIT ASSOCIATES, LLC
121171
NONE
NONE
MIT ASSOCIATES, LLC
121171
NONE
NONE
MIT ASSOCIATES, LLC
121171
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$1,140,000.00
Yes
$0.00
No
OFFERS AND SALES MAY BE MADE VIA MIT ASSOCIATES, LLC AND/OR REAL ESTATE BROKERS LICENSED WITH THE STATE OF CALIFORNIA WHO MAY QUALIFY AS INTRASTATE BROKER-DEALERS AND ARE NOT REQUIRED TO REGISTER AS A BROKER-DEALER PURSUANT TO SEC RELEASE 33-10238.
D
$1,145,000.00
Yes
$0.00
No
OFFERS AND SALES MAY BE MADE VIA REAL ESTATE BROKERS LICENSED IN CA WHO ARE EXEMPT FROM FEDERAL AND STATE BROKER-DEALER LICENSING REQUIREMENTS. THEY MAY BE PAID A COMMISSION OF UP TO 4% OF THE CASH PORTION OF THE INTERESTS.
D
$1,060,000.00
Yes
$0.00
No
OFFERS AND SALES MAY BE MADE VIA REAL ESTATE BROKERS LICENSED IN CA WHO ARE EXEMPT FROM FEDERAL AND STATE BROKER-DEALER LICENSING REQUIREMENTS. THEY MAY BE PAID A COMMISSION OF UP TO 4% OF THE CASH PORTION OF THE INTERESTS.
D
$1,196,000.00
Yes
$0.00
No
OFFERS AND SALES MAY BE MADE VIA REAL ESTATE BROKERS LICENSED IN CA WHO ARE EXEMPT FROM FEDERAL AND STATE BROKER-DEALER LICENSING REQUIREMENTS. THEY MAY BE PAID A COMMISSION OF UP TO 4% OF THE CASH PORTION OF THE
INTERESTS.
D
$3,260,000.00
Yes
$0.00
No
OFFERS AND SALES MAY BE MADE VIA REAL ESTATE BROKERS LICENSED IN CA WHO ARE EXEMPT FROM FEDERAL AND STATE BROKER-DEALER LICENSING REQUIREMENTS. THEY MAY BE PAID A COMMISSION OF UP TO 4% OF THE CASH PORTION OF THE INTERESTS.
D/A
$3,964,907.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
D/A
$2,564,756.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
D/A
$1,764,133.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
D/A
$778,835.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
D/A
$737,519.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
D/A
$548,589.00
No
$0.00
No
NO SALES COMMISSIONS ARE PAID TO CLEARVIEW TRADING ADVISORS, INC., HOWEVER THEY WILL RECEIVE A PLACEMENT FEE OF 0.10% OF THE AGGREGATE PURCHASE PRICE OF THE INTERESTS, AND A $5,000 MONTHLY ADVISORY FEE.
D/A
$91,262.00
Yes
$0.00
No
SALES COMMISSIONS PAID FOR 2016. THE ISSUER NO LONGER USES THE SERVICES OF EITHER SALES AGENT.
D/A
$91,262.00
Yes
$0.00
No
SALES COMMISSIONS PAID FOR 2016. THE ISSUER NO LONGER USES THE SERVICES OF EITHER SALES AGENT.
D/A
$88,111.00
No
$0.00
No
SALES COMMISSIONS PAID FOR 2016. THE ISSUER NO LONGER USES THE SERVICES OF EITHER SALES AGENT.
D/A
$0.00
No
$0.00
No
SALES COMMISSIONS PAID FOR 2015. SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE AND PERFORMANCE FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. THE ISSUER NO LONGER USES THE SERVICES OF EITHER SALES AGENT.
D/A
$142,536.00
Yes
$0.00
No
SALES COMMISSIONS PAID FOR 2015. SAPENO INC. RECEIVES A PORTION OF THE MANAGEMENT FEE AND PERFORMANCE FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER. THE ISSUER NO LONGER USES THE SERVICES OF MIT ASSOCIATES, LLC.
D/A
$247,188.00
Yes
$0.00
No
SALES COMMISSIONS PAID FOR 2014. SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE AND PERFORMANCE FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER.
D/A
$0.00
Yes
$0.00
No
SALES COMMISSIONS PAID FOR 2014. SALES AGENT RECEIVES A PORTION OF THE MANAGEMENT FEE AND PERFORMANCE FEE PAYABLE BY THE ISSUER TO THE INVESTMENT MANAGER.
D/A
$22,133.00
Yes
$0.00
No
THE COMMISSIONS REPORTED ARE FOR FYE 2013 ONLY. THE ISSUER DOES NOT PAY SALES COMMISSIONS. IF AN INVESTOR IS INTRODUCED TO THE ISSUER BY THE PERSONS LISTED IN ITEM 12, THOSE PERSONS MAY BE PAID SALES COMPENSATION BY THE GENERAL PARTNER OF THE ISSUER.
D/A
$24,525.00
Yes
$0.00
No
THE COMMISSIONS REPORTED ARE FOR FYE 2012 ONLY. THE ISSUER DOES NOT PAY SALES COMMISSIONS. IF AN INVESTOR IS INTRODUCED TO THE ISSUER BY THE PERSONS LISTED IN ITEM 12, THOSE PERSONS MAY BE PAID SALES COMPENSATION BY THE GENERAL PARTNER OF THE ISSUER.
D/A
$35,194.00
Yes
$0.00
No
THE COMMISSIONS REPORTED ARE FOR FYE 2011 ONLY. THE ISSUER DOES NOT PAY SALES COMMISSIONS. IF AN INVESTOR IS INTRODUCED TO THE ISSUER BY THE PERSONS LISTED IN ITEM 12, THOSE PERSONS MAY BE PAID SALES COMPENSATION BY THE GENERAL PARTNER OF THE ISSUER.
D/A
$39,152.00
Yes
$0.00
No
THE COMMISSIONS REPORTED ARE FOR FYE 2010 ONLY. THE ISSUER DOES NOT PAY SALES COMMISSIONS. IF AN INVESTOR IS INTRODUCED TO THE ISSUER BY THE PERSONS LISTED IN ITEM 12, THOSE PERSONS MAY BE PAID SALES COMPENSATION BY THE GENERAL PARTNER OF THE ISSUER.
D/A
$627,130.00
Yes
$0.00
No
THE ISSUER DOES NOT PAY SALES COMMISSIONS. IF AN INVESTOR IS INTRODUCED TO THE ISSUER BY THE PERSONS/ENTITIES LISTED IN ITEM 12, THOSE PERSONS/ENTITIES MAY BE PAID SALES COMPENSATION BY THE GENERAL PARTNER OF THE ISSUER
