Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FINANCIAL TELESIS INC
031012
BEN WONG
1211472
FINANCIAL TELESIS, INC.
31012
BEN WONG
1211472
COMMONWEALTH FINANCIAL NETWORK
8032
BEN WONG
1211472
COMMONWEALTH FINANCIAL NETWORK
8032
BEN WONG
1211472
COMMONWEALTH FINANCIAL NETWORK
8032
BEN WONG
1211472
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-08-08
D
$1,200,000.00
Yes
$0.00
No
2016-05-16
D/A
$524,125.00
No
$0.00
No
2016-04-13
D/A
$524,125.00
No
$0.00
No
2014-09-18
D/A
$818,130.00
No
$0.00
No
2014-09-02
D/A
$818,130.00
No
$0.00
No
2011-12-30
D/A
$1,166,210.00
No
$0.00
No
2011-01-04
D/A
$1,123,090.00
No
$0.00
No
2009-10-13
D/A
$1,215,735.00
No
$0.00
No
2009-06-12
D
$1,600,000.00
Yes
$0.00
No