Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

KCD FINANCIAL, INC
127473
RANDALL ALAN HELLER
1209975
KCD FINANCIAL, INC.
127473
RANDALL HELLER
1209975
KCD FINANCIAL, INC.
127473
RANDALL A. HELLER
1209975
KCD FINANCIAL INCE.
NONE
RANDALL HELLER
1209975
KCD FINANCIAL, INC.
127473
RANDALL A HELLER
1209975
KCD FINANCIAL
127473
RANDALL HELLER
1209975
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-03-11
D/A
$1,325,837.00
No
$0.00
No
2021-03-25
D/A
$3,781,411.00
No
$0.00
No
OF THE SALES COMMISSION, $502,595 ARE DESIGNATED AS MARKETING FEES.
2021-03-12
D/A
$3,781,411.00
No
$0.00
No
OF THE SALES COMMISSION, $502,595 ARE DESIGNATED AS MARKETING FEES.
2020-05-27
D/A
$758,925.00
Yes
$0.00
No
2019-06-26
D/A
$4,829,730.00
No
$0.00
No
OF THE SALES COMMISSIONS LISTED ABOVE, $629,050 OF SUCH AMOUNT ARE DESIGNATED AS MARKETING FEES.
2016-11-30
D/A
$27,000,000.00
Yes
$0.00
No
ESTIMATE ASSUMES ALL SECURITIES SOLD IN OFFERING. ACTUAL FEES WILL BE BASED ON SECURITIES ACTUALLY SOLD. ACTUAL FEES PAID TO DATE - $5,188,234.64.
2015-12-16
D/A
$27,000,000.00
Yes
$0.00
No
ESTIMATE ASSUMES ALL SECURITIES SOLD IN OFFERING. ACTUAL FEES WILL BE BASED ON SECURITIES ACTUALLY SOLD. ACTUAL FEES PAID TO DATE - $722,166.
2015-03-18
D
$750,000.00
Yes
$0.00
No
CASH COMMISSIONS OF UP TO 15%; STOCK PURCHASE WARRANTS OF UP TO 20%.