Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CENTAURUS FINANCIAL INC.
30833
RICHARD P. THOMPSON
1208090
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$2,318,333.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.
D/A
$2,091,360.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.