Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
JOSEPH CAPITAL LLC
120414
JOSEPH CAPITAL LLC
120414
MICHAEL ROSS
3133134
JOSEPH CAPITAL LLC
120414
MICHAEL ROSS
3133134
NONE
NONE
JOSEPH CAPITAL LLC
120414
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-01-24
D
$0.00
No
$620,000.00
No
FEE ALSO INCLUDES A WARRANT TO PURCHASE UP TO 954 SHARES OF ISSUER-S COMMON STOCK.
2021-07-22
D
$5,837.00
Yes
$0.00
No
2021-07-22
D
$12,087.00
Yes
$0.00
No
2020-11-18
D
$1,500.00
No
$0.00
No