Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MIDDLEBURY SECS LLC
122602
CHARLES HALSEY
1200688
INTER SECURITIES LTD,
40733
CHARLES HALSEY
1200688
Companies
Company Name
MENDON CAPITAL LLC
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-03-14
D/A
$157,870.00
No
$0.00
No
2013-03-15
D/A
$105,803.00
No
$0.00
No
2012-03-16
D/A
$50,112.00
No
$0.00
No
2011-03-17
D/A
$50,112.00
No
$0.00
No
2010-03-18
D/A
$19,896.00
No
$0.00
No