Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES INC.
32444
JERRY GRUBER
1195389
FIRST ALLIED SECURITIES INC.
32444
JERRY GRUBER
1195389
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-06-09
D/A
$249,605.00
No
$0.00
No
2010-05-27
D/A
$169,709.00
No
$0.00
No
2010-05-20
D
$129,016.00
No
$0.00
No
2010-03-16
D/A
$1,432,329.00
Yes
$0.00
No
2010-03-04
D/A
$1,334,908.00
Yes
$0.00
No
2010-01-21
D/A
$184,332.00
No
$0.00
No
2009-07-22
D/A
$366,576.00
Yes
$0.00
No
2009-07-06
D/A
$486,825.00
Yes
$0.00
No