Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

JOHN FISCHER
1191103
PHILADELPHIA FINANCIAL DISTRIBUTION COMPANY
38383
JOHN FISCHER
1191103
LOMBARD INTERNATIONAL DISTRIBUTION COMPANY
38383
JOHN FISCHER
1191103
LOMBARD INTERNATIONAL DISTRIBUTION COMPANY
38383
JOHN FISCHER
1191103
AXCELUS FINANCIAL DISTRIBUTION COMPANY
38383
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-08-06
D/A
$1,083,459.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. AXCELUS FINANCIAL ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2024-07-24
D/A
$31,703.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. AXCELUS FINANCIAL PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2024-07-23
D/A
$5,444,802.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS. AXCELUS FINANCIAL PAYS SALES COMMISSIONS FROM CORPORATE RESOURCES. SALES COMMISSIONS CALCULATED BASED ON CURRENT VALUE OF INVESTMENTS. CURRENT VALUE OF INVESTMENTS MAY VARY FROM TOTAL AMOUNT SOLD DUE TO GAINS/LOSSES.
2023-05-09
D/A
$31,703.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2022-04-22
D/A
$1,022,713.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2022-04-13
D/A
$31,703.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2020-03-24
D/A
$4,192,004.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS. LILAC PAYS SALES COMMISSIONS FROM CORPORATE RESOURCES. SALES COMMISSIONS ARE CALCULATED BASED ON CURRENT VALUE OF INVESTMENTS. CURRENT VALUE OF INVESTMENTS MAY VARY FROM TOTAL AMOUNT SOLD DUE TO INVESTMENT GAINS/LOSSES.
2019-06-05
D/A
$934,613.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2019-06-04
D/A
$7,750.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2019-06-03
D/A
$3,992,096.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS. LILAC PAYS SALES COMMISSIONS FROM CORPORATE RESOURCES. SALES COMMISSIONS ARE CALCULATED BASED ON CURRENT VALUE OF INVESTMENTS. CURRENT VALUE OF INVESTMENTS MAY VARY FROM TOTAL AMOUNT SOLD DUE TO INVESTMENT GAINS/LOSSES.
2019-04-15
D/A
$6,156.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2019-04-15
D/A
$146,663.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2018-04-17
D/A
$902,549.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2018-04-12
D/A
$84,566.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2017-12-11
D
$150,000.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER. LILAC WILL ALSO PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2017-03-30
D/A
$13,735.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2017-03-28
D/A
$36,089.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2017-03-27
D/A
$2,035.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2016-06-27
D/A
$717,654.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2016-06-24
D/A
$3,246,510.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS. LILAC PAYS SALES COMMISSIONS FROM CORPORATE RESOURCES. SALES COMMISSIONS ARE CALCULATED BASED ON CURRENT VALUE OF INVESTMENTS. CURRENT VALUE OF INVESTMENTS MAY VARY FROM TOTAL AMOUNT SOLD DUE TO INVESTMENT GAINS/LOSSES.
2016-04-05
D/A
$415,336.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2016-03-24
D/A
$11,823.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2016-03-22
D/A
$4,619.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2015-12-01
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. PFLAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2015-06-17
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. PFLAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.