Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FORUM CAPITAL SECURITIES LLC
11885
N/A
NONE
People
Name
RONALD M. DICKERMAN
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-04-15
D/A
$4,678,388.00
No
$0.00
No
PAYMENT TO FORUM CAPITAL SECURITIES LLC IS $3,749,447 AND PAYMENT TO MERCURY CAPITAL ADVISORS IS $928,941.
2010-09-28
D/A
$3,057,813.00
No
$0.00
No
PAYMENT TO FORUM CAPITAL SECURITIES LLC IS $2,945,313 AND PAYMENT TO MERCURY CAPITAL ADVISORS IS $112,500.