Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CROWN CAPITAL SECURITIES, L.P.
6312
ROBERT R. MCISAAC
1185886
CROWN CAPITAL SECURITIES
6312
ROBERT MCISAAC
1185886
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-11-14
D/A
$2,910,000.00
Yes
$0.00
No
AMOUNT INCLUDES 6% COMMISSION, 1.25% DEALER MANAGER FEE AND PLACEMENT AGENT FEE OF 1.65%
2019-10-31
D/A
$2,910,000.00
Yes
$0.00
No
AMOUNT INCLUDES 6% COMMISSION, 1.25% DEALER MANAGER FEE AND PLACEMENT AGENT FEE OF 1.65%
2019-10-17
D/A
$2,910,000.00
Yes
$0.00
No
AMOUNT INCLUDES 6% COMMISSION, 1.25% DEALER MANAGER FEE AND PLACEMENT AGENT FEE OF 1.65%
2019-10-04
D/A
$2,910,000.00
Yes
$0.00
No
AMOUNT INCLUDES 6% COMMISSION, 1.25% DEALER MANAGER FEE AND PLACEMENT AGENT FEE OF 1.65%
2019-09-23
D/A
$2,910,000.00
Yes
$0.00
No
AMOUNT INCLUDES 6% COMMISSION, 1.25% DEALER MANAGER FEE AND PLACEMENT AGENT FEE OF 1.65%
2019-09-05
D/A
$2,910,000.00
Yes
$0.00
No
AMOUNT INCLUDES 6% COMMISSION, 1.25% DEALER MANAGER FEE AND PLACEMENT AGENT FEE OF 1.65%
2019-09-05
D/A
$2,910,000.00
Yes
$0.00
No
AMOUNT INCLUDES 6% COMMISSION, 1.25% DEALER MANAGER FEE AND PLACEMENT AGENT FEE OF 1.65%
2019-08-22
D/A
$2,910,000.00
Yes
$0.00
No
AMOUNT INCLUDES 6% COMMISSION, 1.25% DEALER MANAGER FEE AND PLACEMENT AGENT FEE OF 1.65%
2019-08-14
D/A
$2,910,000.00
Yes
$0.00
No
AMOUNT INCLUDES 6% COMMISSION, 1.25% DEALER MANAGER FEE AND PLACEMENT AGENT FEE OF 1.65%
2019-07-31
D/A
$2,910,000.00
Yes
$0.00
No
AMOUNT INCLUDES 6% COMMISSION, 1.25% DEALER MANAGER FEE AND PLACEMENT AGENT FEE OF 1.65%
2019-07-18
D/A
$2,910,000.00
Yes
$0.00
No
AMOUNT INCLUDES 6% COMMISSION, 1.25% DEALER MANAGER FEE AND PLACEMENT AGENT FEE OF 1.65%
2019-07-09
D/A
$2,910,000.00
Yes
$0.00
No
AMOUNT INCLUDES 6% COMMISSION, 1.25% DEALER MANAGER FEE AND PLACEMENT AGENT FEE OF 1.65%
2019-06-28
D/A
$2,910,000.00
Yes
$0.00
No
AMOUNT INCLUDES 6% COMMISSION, 1.25% DEALER MANAGER FEE AND PLACEMENT AGENT FEE OF 1.65%
2013-02-22
D/A
$769,000.00
Yes
$0.00
No
2011-12-19
D/A
$769,000.00
Yes
$0.00
No