Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

M HOLDINGS SECURITIES
43285
JAMES D. KAPLAN
1184946
Companies
Company Name
PACIFIC LIFE INSURANCE CO
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-10-13
D/A
$193,721.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2022-09-15
D/A
$193,721.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2022-07-14
D/A
$193,721.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2022-05-10
D/A
$181,184.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2022-04-08
D/A
$162,005.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2022-03-15
D/A
$162,005.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2022-01-14
D/A
$160,466.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2021-08-12
D/A
$134,272.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2021-07-14
D/A
$120,152.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2021-04-14
D/A
$120,152.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2021-03-15
D/A
$120,152.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2020-08-14
D/A
$42,752.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2020-07-14
D/A
$40,252.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2020-06-11
D/A
$116,400.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2020-03-09
D/A
$57,344.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2020-01-14
D/A
$40,252.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2019-12-12
D/A
$42,850.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2019-11-14
D/A
$42,850.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2019-10-09
D/A
$3,988.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2019-08-16
D/A
$40,252.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2019-08-16
D/A
$3,988.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2019-07-16
D/A
$40,252.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2019-07-16
D/A
$588.00
Yes
$0.00
No
SALES COMMISSIONS REFLECT ESTIMATED COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.