Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
PERAZA CAPITAL AND INVESTMENT, LLC
117851
NONE
NONE
PERAZA CAPITAL AND INVESTMENT PARTNERS, LLC
117851
NONE
NONE
PERAZA CAPITAL AND INVESTMENT, LLC
117851
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-05-25
D
$39,030.00
Yes
$0.00
No
PERAZA CAPITAL WILL RECEIVED $15,000 RETAINER AND WILL RECEIVE 6% OF PROCEEDS 2MM UP TO $10MM AND 4% > $10MM; IT WILL ALSO RECEIVE A WARRANT TO PURCHASE UNITS OF THE ISSUER EQUIVALENT TO A % OF THE UNITS PURCHASED BY INVESTORS.
2015-12-15
D
$63,600.00
Yes
$0.00
No
PERAZA CAPITAL WILL RECEIVED $15,000 RETAINER AND WILL RECEIVE 6% OF PROCEEDS 2MM UP TO $10MM AND 4% > $10MM; IT WILL ALSO RECEIVE A WARRANT TO PURCHASE UNITS OF THE ISSUER EQUIVALENT TO A % OF THE UNITS PURCHASED BY INVESTORS.
2015-12-15
D/A
$152,000.00
Yes
$0.00
No
2014-02-26
D
$10,466.00
No
$0.00
No
2012-07-06
D/A
$145,820.00
No
$0.00
No
2012-05-22
D
$107,750.00
No
$0.00
No