Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ALPS DISTRIBUTORS, INC.
16853
ELIZABETH ARMSTRONG PALMER
1174510
FORESIDE FINANCIAL SERVICES
148477
ELIZABETH ARMSTRONG PALMER
1174510
Companies
Company Name
LINDSELL TRAIN GLOBAL EQUITY LLC
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-11-10
D/A
$0.00
No
$0.00
No
2021-11-12
D/A
$0.00
No
$0.00
No
SALES COMMISSION IS CURRENTLY NOT BEING PAID TO THE PERSONS LISTED IN ITEM 12. AN AGREEMENT TO PAY SALES COMMISSION COULD BE ENTERED INTO IN THE FUTURE.
2020-11-13
D/A
$0.00
No
$0.00
No
SALES COMMISSION IS CURRENTLY NOT BEING PAID TO THE PERSONS LISTED IN ITEM 12. AN AGREEMENT TO PAY SALES COMMISSION COULD BE ENTERED INTO IN THE FUTURE.
2019-11-14
D/A
$0.00
No
$0.00
No
SALES COMMISSION IS CURRENTLY NOT BEING PAID TO THE PERSONS LISTED IN ITEM 12. AN AGREEMENT TO PAY SALES COMMISSION COULD BE ENTERED INTO IN THE FUTURE.
2018-11-01
D/A
$0.00
No
$0.00
No
SALES COMMISSION IS CURRENTLY NOT BEING PAID TO THE PERSONS LISTED IN ITEM 12. AN AGREEMENT TO PAY SALES COMMISSION COULD BE ENTERED INTO IN THE FUTURE.
2017-11-06
D/A
$0.00
No
$0.00
No
SALES COMMISSION IS CURRENTLY NOT BEING PAID TO THE PERSONS LISTED IN ITEM 12. AN AGREEMENT TO PAY SALES COMMISSION COULD BE ENTERED INTO IN THE FUTURE.
2016-11-14
D/A
$0.00
No
$0.00
No
SALES COMMISSION IS CURRENTLY NOT BEING PAID TO THE PERSONS LISTED IN ITEM 12. AN AGREEMENT TO PAY SALES COMMISSION COULD BE ENTERED INTO IN THE FUTURE.
2015-11-12
D/A
$0.00
No
$0.00
No
SALES COMMISSION IS CURRENTLY NOT BEING PAID TO THE PERSONS LISTED IN ITEM 12. AN AGREEMENT TO PAY SALES COMMISSION COULD BE ENTERED INTO IN THE FUTURE.
2014-11-13
D
$0.00
No
$0.00
No
SALES COMMISSION IS CURRENTLY NOT BEING PAID TO THE PERSONS LISTED IN ITEM 12. AN AGREEMENT TO PAY SALES COMMISSION COULD BE ENTERED INTO IN THE FUTURE.