Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

WELLS FARGO ADVISORS, LLC (F/K/A) WACHOVIA SECURITIES LLC
19616
DAVID GALLINA
1174223
WELLS FARGO ADVISORS FINANCIAL NETWORKS, LLC
11025
DAVID GALLINA
1174223
Companies
Company Name
RFMC WILLOWBRIDGE FUND LP
People
Name
ROBERT L. LERNER
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-06-09
D/A
$250,000.00
Yes
$0.00
No
2010-04-15
D/A
$250,000.00
Yes
$0.00
No
2009-06-08
D/A
$250,000.00
Yes
$0.00
No