Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NEW FRONTIER WEALTH MGMT
147055
TERRY ALLEN HERRON
1172497
NEW FRONTIER FINANCIAL ADIVSORY LLC
NONE
TERRY HERRON
1172497
NEW FRONTIER WEALTH MANAGEMENT
147055
TERRY HERRON
1172497
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-05-27
D/A
$758,925.00
Yes
$0.00
No
2020-04-09
D
$1,000,179.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS EARNED.
2016-11-30
D/A
$27,000,000.00
Yes
$0.00
No
ESTIMATE ASSUMES ALL SECURITIES SOLD IN OFFERING. ACTUAL FEES WILL BE BASED ON SECURITIES ACTUALLY SOLD. ACTUAL FEES PAID TO DATE - $5,188,234.64.