Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CAPWEST SECURITIES, INC.
30002
ALFRED S. VANDERLAAN
1172406
CAPWEST SECURITIES
30002
AL VANDERLAAN
1172406
CAPWEST SECURITIES, INC.
30002
ALFRED S. VANDERLAAN
1172406
CAPWEST SECURITIES
30002
AL VANDERLAAN
1172406
SANDLAPPER SECURITIES, LLC
137906
ALFRED VANDERLAAN
1172406
SANDLAPPER SECURITIES, LLC
137906
ALFRED S. VANDERLAAN
1172406
SANDLAPPER SECURITIES, LLC
137906
ALFRED VANDERLAAN
1172406
SANDLAPPER SECURITIES, LLC
137906
AL VANDERLAAN
1172406
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-01-07
D/A
$324,288.00
Yes
$0.00
Yes
2018-10-11
D/A
$770,000.00
Yes
$0.00
Yes
2018-08-17
D/A
$770,000.00
Yes
$0.00
Yes
2018-07-26
D/A
$770,000.00
Yes
$0.00
Yes
2016-05-02
D/A
$2,750,000.00
Yes
$0.00
No
2014-11-18
D/A
$2,750,000.00
Yes
$0.00
No
2014-09-02
D/A
$2,750,000.00
Yes
$0.00
No
2014-08-27
D/A
$2,750,000.00
Yes
$0.00
No
2014-01-10
D/A
$243,138.00
Yes
$0.00
No
2013-08-26
D/A
$5,500,000.00
Yes
$0.00
No
2013-07-02
D/A
$5,500,000.00
Yes
$0.00
No
2013-04-04
D/A
$5,500,000.00
Yes
$0.00
No
2012-12-07
D/A
$5,500,000.00
Yes
$0.00
No
2012-10-23
D/A
$5,500,000.00
Yes
$0.00
No
2012-09-07
D/A
$5,500,000.00
Yes
$0.00
No
2012-05-21
D/A
$5,500,000.00
Yes
$0.00
No
2012-04-26
D/A
$1,100,000.00
Yes
$0.00
No
2012-03-12
D/A
$1,100,000.00
Yes
$0.00
No
2012-02-13
D/A
$1,100,000.00
Yes
$0.00
No
2012-01-13
D/A
$1,100,000.00
Yes
$0.00
No
2011-01-07
D/A
$892,710.00
Yes
$0.00
Yes
2010-11-16
D/A
$454,207.00
Yes
$0.00
Yes
2010-11-12
D/A
$176,400.00
Yes
$0.00
Yes
2010-09-23
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-08-02
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-06-14
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-06-04
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-03-18
D/A
$6,000,000.00
Yes
$0.00
Yes
2009-12-01
D/A
$6,000,000.00
Yes
$0.00
Yes
2009-03-26
D/A
$1,386,888.00
Yes
$275,636.00
Yes
APPROXIMATELY $133,596 OF THESE FEES, WHICH ARE YET TO BE PAID, ARE SUBJECT TO FUTURE SALES.